Modern Cases of Espionage in the United States (1975 – 2008) by Michael Erbschloe - HTML preview

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Defense Personnel and Security Research Center (PERSEREC) Case Histories

The Defense Personnel and Security Research Center (PERSEREC) is a Department of Defense entity dedicated to improving the effectiveness, efficiency, and fairness of DoD personnel suitability, security, and reliability systems. PERSEREC is part of the Office of People Analytics (OPA), which is a component of the Defense Human Resources Activity (DHRA) under the Office of the Under Secretary of Defense (Personnel and Readiness). To achieve its mission, researchers at PERSEREC:

  • Conduct applied research and development to improve personnel suitability, security, and reliability policy and practice.
  • Conduct long-term programmatic research and development for the human resource management, security, and intelligence communities.
  • Provide quick-response studies and analyses in support of policy formation and systems operation.
  • Disseminate research information to policymakers and practitioners.
  • Develop innovative systems, tools, and job aids for policymakers, managers, and practitioners concerned with personnel suitability, security, and reliability.

 

Espionage and Other Compromises to National Security 1975-2008

The objective of this publication is to enhance security awareness among cleared employees and military service members by showing that espionage involves real people in workplace situations like their own. These cases demonstrate that loyal and conscientious employees continue to be the target of attempts by agents of foreign intelligence services to recruit them as sources of sensitive defense and intelligence information. Revised and expanded in 2009, this volume now includes summaries of 141 cases of publicly reported espionage and closely related offenses that can be downloaded and reprinted for training or use in security awareness programs.

 

Since its first publication in 1985 as Recent Espionage Cases, this product has offered the security educator easy-to-find factual information about espionage-related cases for use in briefings, newsletters, and other educational media. This new edition, issued by the Defense Personnel Security Research Center (PERSEREC), supplements the collection of case summaries with 20 new entries, and updates and expands previous accounts for which we now have more complete information. With this July 2009 edition, the title changed to Espionage and Other Compromises of National Security: Case Summaries from 1975 to 2008 in order to more accurately reflect the range and type of events summarized here. The goal is the enhancement of security awareness among cleared employees and military service members by showing that espionage involves real people in workplace situations like their own and that loyal and conscientious employees continue to be the target of attempts by agents of foreign intelligence services to recruit them as sources of sensitive defense and intelligence information. These case summaries bear little resemblance to the glamorized fictional accounts of spy novels; rather, they tell mundane tales of human folly resulting in tragic personal consequences. Cases include:

 

1980 - DAVID HENRY BARNETT, a CIA officer, was indicted 24 October 1980 for having sold to the Soviet Union details of one of the CIA's most successful undercover operations, code-named “Habrink.” Following a tour of duty in Indonesia between 1967 and 1970, Barnett resigned from the CIA to enter private business. In late 1976, faced with failure and debts of $100,000, he offered to sell classified information to the KGB. Barnett handed over full details of Habrink to the KGB, including CIA information on the Soviet SA-2 surface-to-air missile and the Whiskey class diesel-powered submarine. He also revealed the names of 30 CIA intelligence officers as well as the identities of informants recruited by the CIA. In all, Barnett was paid approximately $92,000 by the KGB for information supplied between 1976 and 1977. US agents reportedly spotted Barnett meeting the KGB in Vienna in April 1980; he was questioned by the FBI upon his return to the US. Barnett entered a plea of guilty and received an 18-year sentence. He was paroled in 1990.

 

New York Times 23 Oct 1980, “Alleged Spy Sought 2nd Post, Aides Say”

New York Times 30 Oct 1980, “Ex-Agent of C.I.A. Pleads Guilty”

Washington Post 30 Oct 1980, “Ex-CIA Agent Pleads Guilty to Spying”

 

1980 - RUDOLPH ALBERT HERRMANN, KGB career officer, entered the US illegally with his family from Canada in 1968 and operated as a Soviet agent within the US under the guise of a free-lance photographer. His primary assignment was to gather political information. While Herrmann claimed not to have recruited Americans for espionage, he admitted to having transmitted sensitive information collected by other spies and to acting as a courier for the KGB. Apprehended by the FBI in 1977, he agreed to operate as a double agent until the operation was terminated in 1980. Herrmann and his family were granted asylum in the US have been resettled under a new identity.

 

New York Times 4 Mar 1980, “Double Agent Revealed by FBI”

Washington Post 4 Mar 1980, “Soviet Spy Became a ‘Double Agent’

John Barron, The Inheritor: A Tale of KGB Espionage in America, 1982

 

1979 - LEE EUGENE MADSEN, a Navy Yeoman assigned to the Strategic Warning Staff at the Pentagon, was arrested 14 August 1979 for selling classified material to an FBI undercover agent for $700. None of 22 highly classified documents taken by Madsen is known to have fallen into the hands of foreign agents; however, it is believed that he had intended to sell them to organized crime figures dealing in narcotics. Madsen, a homosexual, is quoted as saying that he stole Top Secret documents “to prove...I could be a man and still be gay.” On 26 October 1979 he was sentenced to eight years in prison.

 

Washington Post 27 Oct 1979, “Sailor Receives 8 Years in Jail”

 

1978 - VALDIK ENGER and RUDOLF CHERNYAYEV, both Soviet employees of the UN Secretariat, were arrested by the FBI in New Jersey in May 1978 for accepting classified information on antisubmarine warfare passed by a US Naval officer acting on instructions of the Naval Investigative Service and the FBI. The officer, Navy Lieutenant Commander Art Lindberg, acted as a double agent in a counterintelligence operation called Operation Lemonaid. In August 1977, LCDR Lindberg took a trip on the Soviet cruise ship Kazakhstan. Upon the ship's return to New York, he passed a note to one of the Soviet officers containing an offer to sell information. He was later contacted by telephone by a Soviet agent. During subsequent telephone calls, LCDR Lindberg was given contact instructions on the type of information to get and the locations of drop sites where that information could be left and payment money could be found. Naval Investigative Service and FBI agents kept the drop zones under surveillance and later identified the Soviet agents. On 20 May 1978, FBI agents moved into the drop zone and apprehended three Soviets, Enger, Chernyayev and another man, VLADIMIR ZINYAKIN, third secretary at the Soviet Mission to the United Nations. Zinyakin avoided arrest due to diplomatic immunity. Enger and Chernyayev, the first Soviet officials ever to stand trial for espionage in the US, were convicted and sentenced to 50 years in prison. Altogether they paid the Navy officer $16,000 for materials he provided. Enger and Chernyayev were later exchanged for the release of five Soviet dissidents.

 

New York Times 21 May 1978, “2 Russians Arrested by F.B.I. for Spying”

Washington Post 24 Dec 1978, “The Spy Who Came Into The Cold”

Los Angeles Times 24 May 1979, “Navy Officer ‘Drafted' as Counterspy”

Naval Investigative Service Command, Espionage, 1989

 

1978 - RONALD HUMPHREY, an employee of the US Information Agency, and DAVID TRUONG, a Vietnamese immigrant, were indicted in early 1978. A search of Truong's apartment at the time of his arrest in January uncovered two Top Secret State Department documents. Humphrey had turned over classified cables and documents to Truong who in turn sent them to the North Vietnamese delegation in Paris via a woman who was a Vietnamese double agent working for the FBI. Testimony indicated that Humphrey supplied documents to Truong in order to obtain the release of his common-law wife and her four children from communist Vietnam. Both Humphrey and Truong were convicted on six counts of espionage on 20 May, and on 15 July each received a 15-year sentence.

 

Washington Post 21 May 1978, “FBI Continues Spy Case Investigation”

Washington Post 24 May 1978, “Cables in Spy Case Larded with Gossip”

 

1978 - WILLIAM KAMPILES, served as a watch officer at the CIA Operations Center from March to November 1977. He was arrested in August 1978 on charges he stole a Top Secret technical manual on the KH-11 (“Big Bird”) reconnaissance satellite and later sold it for $3,000 to a Soviet agent in Athens, Greece. According to press reports, the satellite was used to monitor troop movements and missile installations in the Soviet Union. Kampiles had resigned from the CIA in November 1977, disappointed at having been told that he was not qualified for work as a field agent (he fervently wished to join the covert part of CIA operations). Before leaving the agency, he smuggled out of the building a copy of the KH-11 manual. He proceeded to Greece in February 1978 where he contacted a Soviet military attaché. Kampiles was the son of Greek immigrants and had family connections in that country. He claimed to have conned the Russians out of a $3,000 advance for the promise of classified information and on his return to the US bragged to friends about his exploits. About this time the CIA was investigating possible leaks concerning the KH-11, since the Soviets were beginning to take countermeasures against the collection platform. Kampiles’ identification as a suspect in part followed receipt of a letter to a CIA employee from Kampiles in which he mentioned frequent meetings with a Soviet official in Athens. He hoped to be rehired by the CIA and admitted during a job interview that he had met with Soviet agents in Athens in what he intended as a disinformation exercise to prove his abilities as a first-rate agent. CIA counterintelligence was concerned by these reports and contacted the FBI, who questioned Kampiles until he confessed the theft of the manual and its sale to the Soviets. The former CIA employee maintained that his objective had been to become a double agent. He was sentenced on 22 December to 40 years in prison.

 

Washington Post 23 Aug 1978, “CIA ‘Big Bird’ Satellite Manual Allegedly Sold to Soviets”

New York Times 12 Nov 1978 “Spy Trial Focusing on Security in C.I.A.”

New York Times 23 Dec 1978, “Ex-Clerk of C.I.A. Gets 40 Years in Sale of Space Secrets to Soviets”

Washington Post Magazine 4 Dec 1983, “Spy Rings of One”

Minnick, W.L., Spies and Provocateurs, 1992

 

1977 - CHRISTOPHER JOHN BOYCE, an employee of TRW Inc., a California-based defense contractor, and his friend, ANDREW DAULTON LEE, were arrested in January 1977 for selling classified information to the Soviets. Over a period of several months, Boyce, employed as a code clerk in a heavily guarded communications center at TRW, removed classified code material and passed it along to Lee who in turn delivered it to KGB agents in Mexico City. Boyce, son of a former FBI agent, and his childhood friend Lee had grown up in affluent Palos Verde, in southern California. Both were altar boys together and later played on the high school football team. Boyce claimed to have discovered while working in the vault that the US government was spying not only on the country’s enemies but also on an ally, Australia. He decided to strike back by hatching a plan to sabotage the US intelligence network. He recruited Lee to help him sell classified information to the Russians. Boyce was probably motivated also by youthful rebelliousness and perhaps a craving for danger and excitement. This was likely accompanied by the need for money with which he and Lee could purchase drugs, a taste developed during their teenage years. The espionage activity, which netted the pair $70,000, was discovered only after Lee's arrest by Mexican police as he attempted to deliver yet another set of classified material at the Soviet Embassy in Mexico City. Film strips marked Top Secret found on Lee by Mexican authorities were turned over to American officials. Under questioning by Mexican security police and FBI representatives, Lee implicated Boyce, who was arrested on 16 January in California. The pair were reported to have seriously compromised the Ryolite surveillance satellite system developed at TRW. Lee was sentenced to life in prison, Boyce to 40 years. In 1980 Boyce escaped and spent 19 months as a fugitive. Following Boyce's second apprehension, his sentence was increased by 28 years. He was finally released from prison in March 2003 at the age of 50.

 

New York Times 13 Apr 1977, “Alleged Spy for Soviets Linked to C.I.A”

New York Times 27 Apr 1977, “Man Said to Admit Spying for Soviets”

New York Times 22 May 1977, “To Be Young, Rich—and a Spy”

Lindsey, Robert, The Falcon and the Snowman, 1979

Testimony of Christopher J. Boyce before the Permanent Subcommittee on Investigations, April 1985

 

1977 - IVAN N. ROGALSKY, a former Soviet merchant seaman admitted to the US as a political refugee, was arrested in New Jersey on 7 January 1977 after receiving a classified document from a cleared employee of RCA Research Center. The employee, who worked on communications satellite and defense projects, agreed to work under FBI control after first being approached by Rogalsky. The ex-seaman had earlier asked the RCA employee for unclassified information about the space shuttle program. A second secretary of the Soviet Mission to the United Nations, YEVEGENY P. KARPOV, was named as a co-conspirator. Karpov had been suspected of being a KGB officer by the FBI. According to later press reports, Rogalsky was not tried due to questions regarding his sanity. He claimed to receive instructions from disembodied voices.

 

New York Times 8 Jan 1977, “Soviet Alien Arrested in Jersey on Spy Charges”

New York Times 9 Jan 1977, “Accused Soviet Spy Known as a Drifter”

New York Times 16 Jan 1977, “Spy Case Clouds a Russian Holiday”

 

1976 - EDWIN G MOORE II, a retired CIA employee, was arrested by the FBI in 1976 and charged with espionage after attempting to sell classified documents to Soviet officials. A day earlier, an employee at a residence for Soviet personnel in Washington, DC, had discovered a package on the grounds and turned it over to police, fearing it was a bomb. The package was found to contain classified CIA documents and a note requesting that $3,000 be dropped at a specified location. The note offered more documents in exchange for $197,000. Moore was arrested after picking up what he thought to be the payment at a drop site near his home. A search of his residence yielded 10 boxes of classified CIA documents. Moore retired from the CIA in 1973 and, although financial gain was a strong motivational factor leading to espionage, it is known that he was disgruntled with his former employer due to lack of promotion. Moore pleaded not guilty by reason of insanity, but was convicted and sentenced to 15 years in prison. He was granted parole in 1979.

 

Washington Post 13 Apr 1977, “Thought He Was on Assignment for CIA”

Washington Post 25 Apr 1977, “Trial of Ex-Agent...”

Washington Post 6 May 1977, “Moore Guilty of Trying to Sell CIA Files”

 

1975 - SADAG K. DEDEYAN, an employee of the Johns Hopkins Applied Physics Laboratory who was cleared for access to classified information, and a relative, SARKIS O. PASKALIAN, were arrested in 1975. Disregarding regulations, Dedeyan had brought home a Top Secret document on NATO defenses to work on. Paskalian, who unbeknownst to Dedeyan, had been recruited and trained by the KGB in 1962, surreptitiously photographed the document and allegedly sold the film to Soviet agents for a reported sum of $1,500. Dedeyan was charged with failing to report the illegal photographing of national defense information. Paskalian was charged with conspiring with Soviet agents to gather and transmit national defense information. Dedeyan was convicted and sentenced to three years. Paskalian pleaded guilty to espionage and was sentenced to 22 years.

 

Washington Post 28 Jun 1975, “2 Arrested by FBI On Spying Charges ”

Washington Post 28 Jun 1975, “Relative Duped Him on Spy Photographs, Accused Man Says”

Washington Post 28 Jun 1975, “Paskalian: Choreographer, Merchant”

New York Times 28 Jun 1975, “2 Held in Plot to Spy for Soviets on NATO

 

1982 - OTTO ATTILA GILBERT, Hungarian-born US citizen, was arrested 17 April 1982 after paying $4,000 for classified documents provided by an Army officer who was working as a US Army double agent under Army control. The officer, CWO Janos Szmolka, had been approached in 1977 by agents of Hungarian military intelligence while on a visit to his mother in Hungary and had reported the contact to Army intelligence. While stationed in Europe, Szmolka agreed to work as a double agent. In 1981 he received $3,000 for 16 rolls of film of unclassified documents and was offered $100,000 for classified material on weapon and cryptographic systems. Szmolka was reassigned to Fort Gordon, Georgia, in 1980, but maintained his contacts with Hungarian intelligence, which led to the meeting with Gilbert. Gilbert was convicted of espionage and sentenced to 15 years in prison. This case is considered to be a classic example of recruitment based on a hostage situation since implied threats were made against the Hungarian relations of the US service member.

 

Washington Post 20 Apr 1982, “Spying is Charged to New Yorker of Hungarian Origin”

New York Times 20 Apr 1982, “Native of Hungary is Jailed in South on Spying Charges”

 

1982 - BRIAN PATRICK HORTON, was a US Navy Intelligence Specialist Second Class, assigned to the Nuclear Strike Planning Branch at the Fleet Intelligence Center, Europe and Atlantic, located in Norfolk, Virginia. Between April and October 1982, Horton wrote one letter and made four telephone calls to the Soviet Embassy, offering to provide information on the Single Integrated Operations Plan (SIOP). Based upon evidence accumulated during the investigation, Horton chose to plead guilty under a pretrial agreement which included a posttrial grant of immunity. This allowed the Naval Investigative Service to question Horton after his conviction and sentencing for a period of up to six months to determine any damage to national security caused by his actions. (This technique of posttrial grant-of-immunity encourages the suspect to cooperate in an effort to reduce his sentence.) He was sentenced by a general court-martial on 12 January 1983 to six years’ confinement at hard labor, forfeiture of all pay and allowances, a dishonorable discharge, and reduction in pay grade to E-1 for failing to report contacts with the Soviet Embassy in Washington, DC, and for attempting to sell classified information to the USSR. No classified information was actually exchanged and no money was received by Horton. His defense attorney argued that Horton was working on a novel and approached the Soviets to learn their modus operandi. The prosecution stated that he had attempted to get between $1,000 and $3,000 for classified information.

 

Washington Post 14 Jan 1983, “Sailor Sentenced after Bid to Sell Plans to Soviets”

Naval Investigative Service Command, Espionage, 1989

 

1982 - BRIAN EVERETT SLAVENS, Marine Corps PFC, reportedly deserted his sentry post at the Marine's Modified Advanced Undersea Weapons Command, Adak, Alaska. He advised his sister that he did not intend to return to the Marine Corps and that he had visited the Soviet Embassy in Washington, DC, during late August/early September 1982. Slavens's father alerted the Marine Corps of his son's intent to desert, and abruptly Slavens was arrested by Naval Investigative Service Special Agents on 4 September 1982. During interrogation, Slavens admitted entering the Soviet Embassy in Washington, DC, and offering to provide information concerning the military installation where he worked in Adak. Slavens denied transferring any classified material to the Soviets, but explained that his intent was to sell US military information for $500 to $1,000. According to Slavens, he was actually inside the Soviet Embassy less than 30 minutes, during which time he was asked to provide an autobiographical sketch and to reconsider his actions. Slavens subsequently requested legal counsel, and his lawyer later agreed for Slavens to undergo a polygraph examination. Slavens was administered a polygraph exam on 5 September 1982, the results of which indicated that he did not disclose any classified information to the Soviets. On 24 November 1982, Slavens pleaded guilty to a charge of attempted espionage at a general court-martial held at Marine Corps Base, Camp Lejeune, North Carolina. He was sentenced to two years’ confinement and forfeiture of all pay and allowances, and given a dishonorable discharge.

 

Naval Investigative Service Command, Espionage, 1989

 

1981 - STEPHEN ANTHONY BABA, an ensign in the US Navy, was arrested on 1 October 1981 for sending a classified electronic warfare document and two microfilm indices of key code words to the South African Embassy in Washington, DC. He reportedly asked for an initial payment of $50,000 for the material. Other charges against Baba at the time included armed robbery, extortion, and assault. Baba mailed the documents from his frigate, the USS Lang, in September 1981, while stationed at San Diego. The South African Embassy returned the unsolicited materials to US officials. In court testimony it was asserted that Baba had attempted to sell documents to raise money for his fiancee in the Philippines so that she could attend college. He pleaded guilty and was sentenced 20 January 1982 by court-martial to eight years of hard labor.

 

New York Times 4 Dec 1981, “Ensign is Accused in Navy Spy Case”

Washington Post 21 Jan 1982, “Ensign Sentenced to Hard Labor for Sending Data to S. Africa”

 

1981 - WILLIAM HOLDEN BELL, project manager of the Radar Systems Group at Hughes Aircraft in El Segundo, California, and MARIAN ZACHARSKI, president of the Polish American Machinery Corporation (POLAMCO), were arraigned in June 1981 on espionage charges. Bell had been faced with financial difficulties; Zacharski in reality was an officer of the Polish intelligence service. Under the guise of business activities, and over a period of several months, Zacharski developed a relationship with Bell that resulted in the transfer of Secret documents for more than $150,000. As a result, the “quiet radar” and other sophisticated systems developed at Hughes Aircraft were seriously compromised. On 24 June, Bell was confronted by FBI agents with the fact of his involvement in espionage that had been independently established. He confessed and agreed to cooperate with the FBI in the effort to apprehend Zacharski. On 14 December, Zacharski was convicted of espionage and received a life sentence. Bell, who pleaded guilty, was sentenced to eight years. In June 1985 Zacharski was exchanged, along with three other Soviet Bloc spies, for 25 persons held in Eastern Europe. This case is seen as a classic example of recruitment of cleared US personnel for espionage by hostile intelligence operatives.

 

Chicago Tribune 20 May 1984, “Real-life Spy Tale Robbed of an Ending”

DoD Security Institute, Security Awareness Bulletin, No. 3-83, June 1983, “Caught Unawares: The Case of William Bell and Marian Zacharski”

John Barron, KGB Today: The Hidden Hand, 1983

 

1981 - CHRISTOPHER MICHAEL COOKE, deputy commander of an Air Force Titan missile crew, was arrested on 21 May 1981 and charged with passing classified information to the Soviets,which seriously compromised US strategic missile capabilities during the 1980-81 time frame. On his own volition, Cooke began to phone and visit the Soviet Embassy in late 1980 with offers to provide classified information. Cooke's motives were never fully established, but it is reported that he was attempting to establish his credentials with the Soviets for the purpose of academic research. It is also known that he sought employment with the CIA on at least two occasions. Believing that Cooke was part of a larger spy ring, Air Force prosecutors offered him immunity from prosecution for a full disclosure. After being given immunity, Cooke admitted to providing classified defense information to the Soviets. The US Court of Military Appeals ordered his release in February 1982 and Cooke resigned his commission.

 

Washington Post Magazine 4 Dec 1983, “Spy Rings of One”

 

1981 - JOSEPH GEORGE HELMICH, a former US Army Warrant Officer, was arrested on 15 July 1981 at his residence in Jacksonville, Florida, for the sale of US cryptography to the Soviet Union from 1963 to 1966. Helmich served as a crypto custodian in France and at Ft. Bragg, North Carolina. He initiated contact with USSR embassy officials in Paris after being faced with severe financial problems. In return for extremely sensitive information related to the KL-7 cryptographic system widely used by the US military, Helmich received approximately $131,000. After being transferred to Ft. Bragg, Helmich continued to provide the Soviets with KL-7 key lists and traveled to both France and Mexico City to rendezvous with his handlers. Helmich came under suspicion in 1964 and was questioned because of his unexplained affluence. He was interviewed again in August 1980 and, although admitting he had received $20,000 from Soviet agents, denied he had compromised classified information. In early 1981 he was spotted with Soviet agents in Canada. Eventually Helmich recounted full details of his espionage involvement. On 16 October 1981, he was sentenced to life imprisonment.

 

Washington Post 16 Jul 1981, “Ex-Army Cryptographer Indicted on Spy Charges”

New York Times 16 Jul 1981, “Ex-Army Warrant Officer Accused of Being Soviet Spy”

New York Times 24 Sep 1981, “Generals Testify in Espionage Case”

 

1981 - MICHAEL RICHARD MURPHY, a Navy Seaman assigned to the USS James K. Polk, motivated by money, reportedly made several calls to the Soviet Mission to the United Nations in June 1981 offering to make a deal which he said “would benefit both the Soviets and himself.” He was offered immunity from prosecution in exchange for cooperation. A polygraph examination indicated that he had contacted the Soviets three times, but had not passed any information. In August, 1981 Murphy was discharged from the Navy.

 

1983 - WALDO H. DUBBERSTEIN, retired DIA employee and associate of convicted arms smuggler Edwin P. Wilson, was indicted on 28 April 1983 on charges of selling US military secrets to Libya. The following day Dubberstein was found dead; his death was later ruled a suicide. Had he been convicted of espionage and of other charges against him, including conspiracy and bribery, Dubberstein would have faced a possible sentence of 57 years and $80,000 in fines. Dubberstein had apparently begun his cooperation with Libya as an outgrowth of meetings with an old CIA friend, Edwin P. Wilson, who acted as a middleman for passage of information to Libya and receipt of payments to Dubberstein.

 

Washington Post 8 May 1983, “The Last Battle of an Old War Horse”

Time 9 May 1983, “Beyond Justice: An Accused Spy is Dead”

 

1983 - ROBERT WADE ELLIS, Navy Petty Officer, stationed at the Naval Air Station, Moffett Field, California, reportedly contacted the Soviet Consulate in San Francisco, with an offer to sell classified documents for $2,000. Ellis, who had clearly wanted to make money by his espionage activities, was arrested in February 1983 while attempting to sell documents to an undercover FBI agent. He was convicted at a general court-martial for unauthorized disclosure of classified information and was sentenced to three years’ confinement.

 

1983 - JAMES DURWARD HARPER, a Silicon Valley freelance electrical engineer, was arrested 15 October 1983 for selling large quantities of classified documents to Polish intelligence for a reported sum of $250,000. Harper, who did not hold a clearance, acquired classified material through his wife, RUBY SCHULER. Schuler was employed as secretary to the president of Systems Control, Inc. of Palo Alto, a defense contractor engaged in research on ballistic missiles. She allowed Harper to come into the Systems Control offices on weekends and at night to copy documents that were subsequently passed to Polish intelligence agents. Between July 1979 and November 1981, Harper conducted a total of a dozen meetings with Polish agents in Europe and Mexico at which he turned over documents related to the Minuteman ICBM and ballistic missile research. While Harper seems to have been motivated by money, Schuler passed along classified documents in an effort to please Harper. Less than three weeks before she died, Schuler told a close friend: “There is a reason that Jim and I got married that only he and I know. I can’t tell you or anyone else and I never will.” In September 1981 Harper, beginning to regret his behavior, attempted to bargain for immunity from prosecution by anonymously contacting the CIA thro