U.S. Department of Commerce OIG
The Inspector General provides overall leadership and policy direction for OIG, and reviews proposed and existing departmental legislation and regulations. The IG keeps the Secretary, Deputy Secretary, and Congress informed of serious problems and deficiencies relating to the administration of the Department's programs and operations, recommends corrective actions, and reports on the progress made in implementing corrective actions. The Office of Counsel provides legal advice and assistance to the IG and to OIG staff engaged in the other principal activities. The Office of Administration provides OIG-wide support in the areas of budget and administration, human resources, and information technology.
The mission of the Department of Commerce (DOC) OIG is to improve the programs and operations of the DOC through independent and objective oversight. The vision of the OIG is stated as:
Core values of the office are Integrity, Excellence, and Accountability.
Integrity
Excellence
Accountability
Oversight Areas of the OIG are:
Office of the Secretary
Bureau of Economic Analysis
Bureau of Industry and Security
U.S. Census Bureau
Economic Development Administration
Economics and Statistics Administration
International Trade Administration
Minority Business Development Agency
National Oceanic and Atmospheric Administration
National Telecommunications and Information Administration
National Institute of Standards and Technology
National Technical Information Service
U.S. Patent and Trademark Office
Audits and Evaluations
The Office of Audit and Evaluation (OAE) provides executive leadership and management for the consolidated audit and evaluation activities conducted by the Office of Inspector General in monitoring Commerce operations, as well as external activities funded by the Department through contracts or financial assistance (loans, grants, and cooperative agreements).
OAE audit and evaluation activities include performance audits and evaluations, and financial audits. OAE also reviews and handles resolution of certain single audits conducted by state and local auditors on recipients of Commerce financial awards. All audit work is performed in accordance with government auditing standards.
Performance audits and evaluations address the efficiency, effectiveness, and economy of the Department's programs, activities, and information technology systems. They may check a unit's compliance with laws and regulations, and evaluate its success in achieving program objectives. They may also assess the operations of a contractor or recipient of a Commerce financial assistance award to determine whether the recipient complied with laws, regulations, and award terms; claimed allowable project costs; and achieved intended results.
Financial audits determine whether a reporting entity (1) has presented its financial statements fairly and in accordance with generally accepted accounting principles; (2) has an internal control structure that provides reasonable assurance of achieving the control objectives set forth by OMB; and (3) has complied with laws and regulations that could have a direct and material effect on its financial statements, the Federal Financial Management Improvement Act, and other laws and regulations.
Single audits. The Single Audit Act establishes audit requirements for state and local government and nonprofit organizations receiving federal financial assistance. In addition to undergoing OIG-performed audits, certain recipients of Commerce financial assistance undergo single audits conducted by state and local government auditors and independent public accountants. OAE reviews all single audit reports that have findings, and works with the funding agency and the recipients to resolve them.
OAE's audits and evaluations may be prompted by congressional requests from committees and individual Members, or by statute. We perform annual audits of Commerce financial statements pursuant to the Chief Financial Officers Act of 1990 and information security reviews as required by the Federal Information Security Management Act of 2002.
Investigations
The Office of Investigations (OI) investigates alleged or suspected fraud, waste, abuse, and misconduct by Commerce employees, contractors, recipients of financial assistance, and others involved in the Department's programs and operations. Such wrongdoing may result in criminal and/or civil prosecution, as well as administrative sanctions for violations of Department regulations and employee standards of conduct. OI's significant areas of criminal work are as follows:
Below is a summary of the OIG final report, issued November 14, 2018, on the Department’s top management and performance challenges for FY 2019.
Challenge 1: Successfully Completing 2020 Census Testing and Systems Integration of New Innovations in Time to Deliver a Cost-Effective, Accurate Decennial Census. Our FY 2019 top management and performance challenges include these priority areas related to the 2020 Census:
Challenge 2: Maximizing Efficiencies of Environmental Satellite Programs. Our FY 2019 top management and performance challenges include these priority areas related to NOAA’s satellite programs:
Challenge 3: Deploying a Nationwide Public Safety Broadband Network (NPSBN). Our FY 2019 top management and performance challenges include these priority areas related to the First Responder Network Authority (FirstNet):
Challenge 4: Ensuring USPTO Provides High-Quality Intellectual Property Rights. Our FY 2019 top management and performance challenges include these priority areas related to USPTO:
Challenge 5: Continuing to Improve the Department’s Cybersecurity Posture. Our FY 2019 top management and performance challenges include these priority areas related to the Department’s cybersecurity posture:
Challenge 6: Utilizing Resources and Developing Processes to Rebalance Trade Enforcement and Promotion Priorities. Our FY 2019 top management and performance challenges include these priority areas related to trade enforcement and promotion:
Challenge 7: Providing Adequate Oversight to Effectively Manage the Significant Increase in Disaster Assistance Funding to EDA. Our FY 2019 top management and performance challenges include these priority areas related to EDA disaster relief:
Challenge 8: Addressing Departmental Management Matters Involving Acquisitions. Our FY 2019 top management and performance challenges include these priority areas related to acquisitions:
Many of the audits and evaluations performed in the last few years have been in preparation for the 2020 census. The following are examples of the type of findings by the OIG:
10.30.2018 The Census Bureau Must Improve Its Implementation of the Risk Management Framework
02.27.2018 2020 Census: The Bureau's Background Check Office Is Not Fully Prepared for the 2020 Census
03.29.2017 2020 Census: Census Bureau Needs to Improve Controls over Administrative Records
04.18.2016 The Census Working Capital Fund Lacks Transparency