Will Trump Trash it? U.S. Human Rights and Humanitarian Aid by Michael Erbschloe - HTML preview

PLEASE NOTE: This is an HTML preview only and some elements such as links or page numbers may be incorrect.
Download the book in PDF, ePub, Kindle for a complete version.

 

Agriculture and Food Security

Nearly 800 million people across the globe will go to bed hungry tonight, most of them smallholder farmers who depend on agriculture to make a living and feed their families. Despite an explosion in the growth of urban slums over the last decade, nearly 75 percent of poor people in developing countries live in rural areas. That’s why growth in the agriculture sector has been found, on average, to be at least twice as effective in reducing poverty as growth in other sectors.

Investing in these smallholder farmers—most of whom are women—is more important than ever. A spike in world food prices in 2008 hurt economies across the world and led to destabilizing riots in over 30 countries. In order to feed a population expected to grow to 9 billion people by 2050, the world will have to double its current food production, all while climate change increases droughts and leads to less predictable rains.

In 2009 at the G-8 Summit in L’Aquila, Italy, the United States rallied global leaders to refocus on addressing the root causes of global food insecurity through agricultural development and nutrition. This set the foundation for the U.S. Government’s global hunger and food security initiative, Feed the Future, which is the U.S. contribution to this global effort to combat global hunger, poverty, and malnutrition.

Feed the Future is also the primary way the U.S. Government contributes to another global effort on food security: The New Alliance for Food Security and Nutrition Launched in 2012, the New Alliance brings partners together to unlock responsible private investment in African agriculture to benefit smallholder farmers and reduce hunger and poverty.

In line with the foundational principles of Feed the Future, the New Alliance supports country-driven approaches to development with input and collaboration from local organizations and leaders to ensure lasting results for smallholder farmers and their families. In 2016, enactment of the Global Food Security Act solidified the U.S. Government’s continued, bipartisan commitment to reducing hunger, malnutrition and poverty around the world. As part of these efforts, USAID is scaling up a comprehensive approach to fighting hunger and strengthening food security by:

  • Leading the U.S. Government’s Feed the Future initiative in collaboration with 10 other U.S. Government agencies and departments.
  • Investing in cutting-edge scientific and technological agricultural research to develop stronger seeds and greener fertilizers so farmers can grow more.
  • Developing agricultural markets, expanding trade and using mobile phones to provide real-time prices, so farmers can sell what they grow at a profit.
  • Helping farmers access capital, so they can expand their farms and buy equipment.
  • Offering extension services, so farmers can learn the best techniques to grow and store their crops.
  • Developing sustainable agriculture strategies, so countries can feed their populations without depleting their natural resources.
  • Providing emergency food assistance, so vulnerable populations and malnourished can survive and quickly bounce back in times of crisis.

As a result of these efforts, we will reduce the prevalence of poverty and the prevalence of stunted children under five years of age by an average of 20 percent in the areas where we work over five years.(22)

The U.S. Global Development Lab

Working collaboratively with the Agency and our external partners, the Lab's mission is two-fold:

  • To produce breakthrough development innovations by sourcing, testing, and scaling proven solutions to reach hundreds of millions of people
  • To accelerate the transformation of the development enterprise by opening development to people everywhere with good ideas, promoting new and deepening existing partnerships, bringing data and evidence to bear, and harnessing scientific and technological advances.

If we are going achieve the Sustainable Development Goals by 2030 and end extreme poverty as we know it, we need to bring together diverse partners to catalyze the next generation of breakthrough innovations. That is why USAID established the Lab in 2014. The Lab operates under a set of guiding principles. We are:

  • Open and Inclusive - Drawing upon the ingenuity of people from around the world.
  • Evidence-based - Investing based on strong evidence of impact.
  • Catalytic - Attracting the support of others to enable sustainable development solutions that reach massive scale.
  • Agile - Creating fast feedback loops that enable continuous learning and performance improvement.

Our focus on leveraging the promise of science, technology, innovation, and partnership reflects USAID’s broad embrace of innovation to bring about positive change and solve some of the world’s most pressing challenges. We are aligned around five core objectives to increase the impact of our efforts.

  • Science:  We channel the technical expertise of scientists and researchers to build local scientific capacity, empowering people with tools for change, and use the evidence from scientific research to drive new policies and programs.
  • Technology:  We work to increase access to digital financial services and the internet, in part by strengthening enabling environments. We also increase the use of evidence, data, and analytics for better decision-making.. 
  • Innovation:  We identify, test, and accelerate new tools that have evidence of impact, sustainable financing, and reach. We also increase the adoption of high-impact solutions and the effective use of innovation methods by the Agency.
  • Partnership:  We work with impact investors to catalyze private capital for early-stage businesses and strengthen the environment for entrepreneurship. We also manage USAID’s signature public-private partnership model, the Global Development Alliance, and work to catalyze new models for collective action.
  • Cross-cutting Activities:  We work to advance USAID’s development goals and increase its impact by mainstreaming the use of science, technology, innovation, and partnership to address cross-cutting international development issues.(23)

Education is Transformational

Education serves as a driver for development and the elimination of extreme poverty. Education is transformational for individuals and societies--it creates pathways to better health, economic growth, a sustainable environment, and peaceful, democratic societies. A person’s earnings increase by 10 percent with each year of school they complete. Women with higher levels of education have healthier children. And increasing the average level of higher education in a country by just one year can add half a percentage point of growth to GDP.

Despite unprecedented increases in school enrollment over the last decade, there is still a global learning crisis—worldwide, 250 million children are not acquiring basic literacy and numeracy skills, 130 million of whom have attended at least four years of school. 121 million children are not in school, and the number of out-of-school children living in crisis and conflict-affected countries is growing. Some 114 million youth aged 15 to 24 cannot read or write a simple sentence; nearly two thirds are women. From 2011-2015, USAID has supported 151 basic education programs in 45 countries, directly benefiting more than 41.6 million children and youth.

Globally, girls are especially disadvantaged--right now, 130 million girls are not in school worldwide, and millions more face barriers to staying in school. Yet we know that when girls are educated, their families are healthier, they have fewer children, they get married later, and they have more opportunities to generate income.

Females make up almost half of the children and youth who benefited from USAID’s basic education programming (20.2 million females and 21.4 million males). Resolving the global learning crisis--ensuring all children and youth are in school and learning-- requires political will at the highest levels and strong collaboration in the countries where we work.  USAID partners with other U.S. government agencies, donors, country governments, multilateral agencies, civil society, and the private sector to ensure equitable access to inclusive, quality education for all – especially the most marginalized and vulnerable. We do this by working to achieve the goals of the USAID Education Strategy, including:

  • Improving the reading skills of students in the primary grades to increase school success and completion;
  • Increasing employment opportunities for youth, and strengthening higher education systems, so youth can find good jobs and contribute to the economic growth of their countries; and
  • Increasing equitable access to education in crisis and conflict environments.

Learning, effectiveness, accountability, and transparency are central to the success of our strategy. To most effectively reach our goals, and the goals of our host country partners, USAID collaborates with partners globally to generate and use evidence as the basis for continuous learning and program improvement.

USAID accomplishments under the current Education Strategy (2011-2015) take many forms, including providing clarity on USAID priorities in education, concentrating investments at the global and country level, contributing to education service delivery in our partner countries, and establishing critical partnerships and collaborations that have advanced the goals of the strategy. From 2011-2015, USAID results include:

  • Improving reading instruction and creating safe learning environments for more than 41.6 million children and youth (20.2 million females and 21.4million males);
  • Improved or established quality education in safe learning environments for a total of 11.8 million individual children and youth in crisis and conflict environments (5.6 million females, 6.2 million males);
  • Improving employment outcomes for 609,000 individuals.(24)

Gender Equality and Women's Empowerment

Around the world nearly 98 million girls are not in school. Globally, 1 in 3 women will experience gender-based violence in her lifetime. In the developing world, 1 in 7 girls is married before her 15th birthday, with some child brides as young as 8 or 9. Each year more than 287,000 women, 99 percent of them in developing countries, die from pregnancy- and childbirth-related complications.

While women make up more than 40 percent of the agriculture labor force only 3 to 20 percent are landholders. In Africa, women-owned enterprises make up as little as 10 percent of all businesses. In South Asia, that number is only 3 percent. And despite representing half the global population, women comprise less than 20 percent of the world's legislators.

Investing in gender equality and women’s empowerment can unlock human potential on a transformational scale. Women account for one-half of the potential human capital in any economy. More than half a billion women have joined the world’s work force over the past 30 years, and they make up 40 percent of the agriculture labor force. According to the World Bank, countries with greater gender equality are more prosperous and competitive.

An extra year of secondary school for girls can increase their future earnings by 10-20 percent. Girls with secondary schooling are up to 6 times less likely to marry as children than those with little or no education. And countries that invest in girls’ education have lower maternal and infant deaths, lower rates of HIV and AIDS, and better child nutrition.

When women participate in civil society and politics, governments are more open, democratic and responsive to citizens. When women are at the negotiating table, peace agreements are more inclusive and durable. And simply by empowering women farmers with the same access to land, new technologies and capital as men, we can increase crop yields by as much as 30 percent helping to feed a growing population.

At USAID, we believe that gender equality and women’s empowerment isn’t a part of development but the core of development. Progress cannot be delivered in a vacuum. For societies to thrive, women and girls must have access to education, healthcare, and technology. They must have control of resources, lands, and markets. And they must have equal rights and equal opportunities as breadwinners, peace-builders and leaders.

That’s why we have gender programs in more than 80 countries. In 2012, we released our Gender Equality and Women’s Empowerment Policy [PDF, 2.7 MB], cementing our commitment to supporting women and girls. Building on this critical foundation and decades of experience, we’re ensuring all our strategies and programs are shaped by a gender analysis, and establish metrics that measure the gender impact of our programs.

Through Feed the Future, we’re advancing policy changes that give women access to financial services and ownership of the very land they tend. One year after launching Saving Mothers, Giving Life(link is external) in Uganda and Zambia, the public-private partnership program has reduced maternal mortality by roughly a third. In Afghanistan, the Promoting Gender Equality in National Priority Programs (PROMOTE) Partnership is the largest investment we have ever made to advance women and girls in development.

This is only the beginning. As President Barack Obama said, “When women succeed, nations are more safe, more secure, and more prosperous.”(25)

Water and Sanitation

Water is essential to health and food production. Currently, nearly 800 million people lack dependable access to clean water and about 2.5 billion lack access to modern sanitation, putting them at risk of disease. Food production is the largest consumer of water, and also represents the largest unknown factor of future water use as the world population continues to increase. Global population growth projections of two to three billion people over the next 40 years, combined with changing diets, are expected to increase food demand 70 percent by 2050.

Our Water and Development Strategy steers USAID’s water programs toward key themes consistent with two of the most important ways we rely on water: water for health and water for food. It is our hope that improvements in WASH programs, and sound management and use of water for food security will save lives and advance development. That’s why we are committed to integrating a focus on water across our agriculture, health and climate work by:

  • Expanding access to water supply and sanitation to promote better hygiene and fight preventable disease, especially to vulnerable communities;
  • Increasing water productivity in agriculture and industry to boost output while conserving a precious resource;
  • Improving water resource management and reforming governance and regulations to equitably share access and defuse competition; and
  • Strengthening resilience and response to disasters in order to help countries adapt to a changing climate.

We have a long history of delivering results:

  • As of 2015 more than 7.6 million people have received improved access to drinking water supply; more than 4.3 million people have received improved access to sanitation; and more than 3.1 million people have benefited from improved agricultural water management.
  • Since 2008, USAID has allocated more than $2.9 billion on WASH and has continually worked to increase the effectiveness and sustainability of these investments.
  • In Fiscal Year (FY) 2015, the Agency invested more than $499 million towards water-related investments in 54 countries. More than 83 percent of these investments, $416.6 million went toward water, sanitation, and hygiene (WASH) programs to improve health and advance development.(26)

Working in Crises and Conflict

Every year, droughts, floods, hurricanes, and other natural disasters affect approximately 100 million people and cause more than $100 billion dollars in economic damage. Today, nearly 53 million people worldwide are in need of emergency food aid. And authoritarian leaders still govern nearly 50 countries, while the same number of countries are affected by conflict or potential instability.

Poverty and conflict are inextricably linked to authoritarianism and poor governance, with the consequences for citizens only worsening during times of crisis. In 2016, conflict in South Sudan, Iraq, Yemen, and Ukraine left tens of millions in need of assistance while Syria entered the sixth year of a brutal civil war that has destroyed entire communities and affected far too many lives. Just as we have in these countries, USAID remains committed to responding to crises around the world, to help the people and places most in need. With a focus on disaster prevention, response, recovery and transition, we are working to:

  • Strengthen resilience by helping states and communities prepare for and mitigate the impacts of disasters to help people withstand crises rather than have to seek emergency assistance;
  • Provide life-saving humanitarian assistance to save lives and alleviate suffering;
  • Provide emergency food assistance while also sowing the seeds for recovery and resilience;
  • Accelerate a rapid and durable recovery by supporting livelihoods, markets and the sustainable provision of basic services;
  • Address underlying grievances that cause instability and conflict to wind down tensions before they ignite;
  • Promote peaceful political transitions by strengthening civil society and respect for human rights, facilitating reconciliation, supporting effective democratic governance and fostering the resumption of basic economic activity; and
  • Invest in the protection and empowerment of women and girls in countries affected by crisis and conflict to improve prospects for peace and security.

Providing humanitarian assistance in times of need is the fundamental reflection of our core American values. Over the last year, we have:

  • Provided emergency assistance to tens of millions of people in 52 countries in response to 52 disasters.
  • Provided food assistance in the form of food, value transfers and vouchers to more than 53 million people in 47 countries.
  • Helped prevent conflict and mitigate the impact of unanticipated complex crises with targeted programs in five countries.(27)

Strategy and Planning

Strategic planning and policy improvement is a top priority at USAID. We've been taking our efforts to the next level as part of our internal reform strategy, USAID Forward. Our day-to-day activities are constantly informed and guided by this and other carefully crafted guidance frameworks:

  • USAID Policy Framework: provides our staff and partners worldwide with a clear sense of our core development priorities
  • Quadrennial Diplomacy and Development Review (QDDR): an unprecedented joint review of USAID and Department of State capabilities
  • USAID and Department of State Strategic Plan FY 2014-2017: outlines the USAID and Department of State strategic goals and objectives for the period FY 2014-2017
  • Management Initiatives and Cross-Cutting Goals issued by the Federal Government
  • Agency Priority Goals are published on Performance.gov and accessible to the public.

All of our efforts are aimed at modernizing and strengthening USAID so that it can meet the most pressing development challenges and work more efficiently towards our ultimate goal—creating the conditions where our work is no longer needed.

Evidence-Based Approach: As a premier development agency, USAID must make strategic choices that are informed by experience and cutting-edge evidence and analysis.

The Program Cycle: The Program Cycle, codified in the Automated Directive Systems (ADS) 201 chapter, is USAID’s operational model for planning, delivering, assessing and adapting development programming in a given region or country in order to achieve more effective and sustainable results to advance U.S. foreign policy. The Bureau for Policy, Planning and Learning introduced the Program Cycle in 2011 as a framework to link together the fundamental components of the Agency’s programming:

  • Country/Regional Strategic Planning
  • Project Design & Implementation
  • Activity Design & Implementation
  • Monitoring & Evaluation
  • Collaboration, Learning & Adapting

USAID Program Cycle: The Program Cycle is USAID’s operational framework for achieving effective and sustainable results in the field. The Program Cycle Policy was revised in 2016 to fully integrate these components into a more complete and coherent business model. Together with ADS 200 on Development Policy, ADS 201 replaces ADS 200-203.

A Principles-Based Approach: The following principles are essential for good development and serve as the foundation for ADS 201. These principles also support successful implementation of the Program Cycle:

  • Apply analytic rigor: Make strategic choices based on conclusions supported by evidence.
  • Manage adaptively: Make adjustments in response to new information and context changes.
  • Promote sustainability: Generate lasting changes that can be sustained by local actors.
  • Utilize diverse approaches for increased flexibility: Use a range of modalities to address diverse development challenges.

Country Development Cooperation Strategy: Strategic planning is the process to determine the best strategic approach in a given country or region. It is based on U.S. development policy priorities, country and/or regional priorities, and USAID’s comparative advantage and available foreign assistance resources, among other factors.

The strategic planning process results in a Country Development Cooperation Strategy (CDCS) that implements Agency policies and strategies, integrates U.S. Government assistance and Presidential initiatives, and sets the foundation for project design and evaluation.

Once approved, the CDCS informs assistance planning, budgeting and resource allocation.  The CDCS relies on thorough analysis and division of labor to set and achieve ambitious goals and objectives in close collaboration with host governments and citizens.

Project Design: Project design is the process for defining how to achieve results to ensure that efforts are complementary and aligned in support of a strategy. Each project design typically incorporates multiple activities organized around, and implemented to achieve, a common purpose. The process also ensures that projects define a clear logic and purpose, are based on evidence of what works, and develops detailed plans for evaluation, monitoring and learning.

Budget Management: Annual budgeting involves reconciling and prioritizing many objectives and constraints at multiple levels. Given the fluidity of the process, CDCSs do not serve as final budgets.  Instead they serve as directives over the annual budget process by rationalizing judgments of the relative value of assistance options within a country and region and across operating units.

Bureaus continue to play a key role in the budget formulation process, taking into consideration key country and functional priorities. During budget formulation and allocation, Regional and Sector Bureaus highlight the links between resources and results, and provide a brief analysis of the degree to which their recommendations align with approved CDCSs and projects. This information is used in budget reviews to try to maximize development results within budget constraints.

Evaluation: With the release of the Evaluation Policy in 2011, USAID made an ambitious commitment to quality program evaluation - the systematic collection and analysis of information as a basis for judgements to improve effectiveness and timed to inform decisions about current and future programming. USAID uses these program evaluation findings to inform decisions, improve program effectiveness, be accountable to stakeholders and support organizational learning.

Monitoring: Monitoring is the ongoing and systematic tracking of information relevant to USAID strategies, projects and activities to support adaptive management and accountability structures at the Agency. Monitoring tells us whether implementation is on track and whether results are being achieved.

Monitoring Plans for strategies, projects and activities guide the efforts of USAID staff and implementing partners to ensure relevant information is available when needed to make adjustments to programs as well as to report to stakeholders.

Collaborating, Learning and Adapting: Strategic collaboration, continuous learning and adaptive management link together all components of the Program Cycle. Sources for learning include data from monitoring, portfolio reviews, findings of research, evaluations, analyses conducted by USAID or third parties, knowledge gained from experience and other sources. These sources should be used to develop plans, implement projects, manage adaptively and contribute to USAID’s knowledge base in order to improve development outcomes. A Collaborating, Learning and Adapting(link is external) (CLA) focus helps ensure that programming is coordinated together, grounded in evidence and adjusted as necessary to remain relevant and effective throughout implementation.(28)