An Essay Concerning Human Understanding by John Locke - HTML preview

PLEASE NOTE: This is an HTML preview only and some elements such as links or page numbers may be incorrect.
Download the book in PDF, ePub, Kindle for a complete version.

Chapter VII

Of Maxims

1. Maxims or axioms are self-evident propositions. There are a sort of propositions, which, under the

name of maxims and axioms, have passed for principles of science: and because they are self-

evident, have been supposed innate, without that anybody (that I know) ever went about to show the

reason and foundation of their clearness or cogency. It may, however, be worth while to inquire into

the reason of their evidence, and see whether it be peculiar to them alone; and also to examine how

far they influence and govern our other knowledge.

2. Wherein that self-evidence consists. Knowledge, as has been shown, consists in the perception

of the agreement or disagreement of ideas. Now, where that agreement or disagreement is

perceived immediately by itself, without the intervention or help of any other, there our knowledge is

self-evident. This will appear to be so to any who will but consider any of those propositions which,

without any proof, he assents to at first sight: for in all of them he will find that the reason of his

assent is from that agreement or disagreement which the mind, by an immediate comparing them,

finds in those ideas answering the affirmation or negation in the proposition.

3. Self-evidence not peculiar to received axioms. This being so, in the next place, let us consider

whether this self-evidence be peculiar only to those propositions which commonly pass under the

name of maxims, and have the dignity of axioms allowed them. And here it is plain, that several

other truths, not allowed to be axioms, partake equally with them in this self-evidence. This we shall

see, if we go over these several sorts of agreement or disagreement of ideas which I have above

mentioned, viz., identity, relation, coexistence, and real existence; which will discover to us, that not

only those few propositions which have had the credit of maxims are self-evident, but a great many,

even almost an infinite number of other propositions are such.

4. I. As to identity and diversity, all propositions are equally self-evident. For, First, The immediate

perception of the agreement or disagreement of identity being founded in the mind's having distinct

ideas, this affords us as many self-evident propositions as we have distinct ideas. Every one that

has any knowledge at all, has, as the foundation of it, various and distinct ideas: and it is the first act

of the mind (without which it can never be capable of any knowledge) to know every one of its ideas

by itself, and distinguish it from others. Every one finds in himself, that he knows the ideas he has;

that he knows also, when any one is in his understanding, and what it is; and that when more than

one are there, he knows them distinctly and unconfusedly one from another; which always being so,

(it being impossible but that he should perceive what he perceives,) he can never be in doubt when

any idea is in his mind, that it is there, and is that idea it is; and that two distinct ideas, when they are

in his mind, are there, and are not one and the same idea. So that al such affirmations and

negations are made without any possibility of doubt, uncertainty, or hesitation, and must necessarily

be assented to as soon as understood; that is, as soon as we have in our minds determined ideas,

which the terms in the proposition stand for. And, therefore, whenever the mind with attention

considers any proposition, so as to perceive the two ideas signified by the terms, and affirmed or

denied one of the other to be the same or different; it is presently and infallibly certain of the truth of

such a proposition; and this equally whether these propositions be in terms standing for more

general ideas, or such as are less so: v.g. whether the general idea of Being be affirmed of itself, as

in this proposition, "whatsoever is, is"; or a more particular idea be affirmed of itself, as "a man is a

man"; or, "whatsoever is white is white"; or whether the idea of being in general be denied of not-

Being, which is the only (if I may so call it) idea different from it, as in this other proposition, "it is

impossible for the same thing to be and not to be": or any idea of any particular being be denied of

another different from it, as "a man is not a horse"; "red is not blue." The difference of the ideas, as

soon as the terms are understood, makes the truth of the proposition presently visible, and that with

an equal certainty and easiness in the less as well as the more general propositions; and all for the

same reason, viz., because the mind perceives, in any ideas that it has, the same idea to be the

same with itself; and two different ideas to be different, and not the same; and this it is equally

certain of, whether these ideas be more or less general, abstract, and comprehensive. It is not,

therefore, alone to these two general propositions--"whatsoever is, is"; and "it is impossible for the

same thing to be and not to be"--that this sort of self-evidence belongs by any peculiar right. The

perception of being, or not being, belongs no more to these vague ideas, signified by the terms

whatsoever, and thing, than it does to any other ideas. These two general maxims, amounting to no

more, in short, but this, that the same is the same, and the same is not different, are truths known in

more particular instances, as well as in those general maxims; and known also in particular

instances, before these general maxims are ever thought on; and draw all their force from the

discernment of the mind employed about particular ideas. There is nothing more visible than that the

mind, without the help of any proof, or reflection on either of these general propositions, perceives

so clearly, and knows so certainly, that the idea of white is the idea of white, and not the idea of

blue; and that the idea of white, when it is in the mind, is there, and is not absent; that the

consideration of these axioms can add nothing to the evidence or certainty of its knowledge. Just so

it is (as every one may experiment in himself) in all the ideas a man has in his mind: he knows each

to be itself, and not to be another; and to be in his mind, and not away when it is there, with a

certainty that cannot be greater; and, therefore, the truth of no general proposition can be known

with a greater certainty, nor add anything to this. So that, in respect of identity, our intuitive

knowledge reaches as far as our ideas. And we are capable of making as many self-evident

propositions, as we have names for distinct ideas. And I appeal to every one's own mind, whether

this proposition, "a circle is a circle," be not as self-evident a proposition as that consisting of more

general terms, "whatsoever is, is"; and again, whether this proposition, "blue is not red," be not a

proposition that the mind can no more doubt of, as soon as it understands the words, than it does of

that axiom, "it is impossible for the same thing to be and not to be?" And so of all the like.

5. II. In co-existence we have few self-evident propositions. Secondly, as to co-existence, or such a

necessary connexion between two ideas that, in the subject where one of them is supposed, there

the other must necessarily be also: of such agreement or disagreement as this, the mind has an

immediate perception but in very few of them. And therefore in this sort we have but very little

intuitive knowledge: nor are there to be found very many propositions that are self-evident, though

some there are: v.g. the idea of filling a place equal to the contents of its superficies, being annexed

to our idea of body, I think it is a self-evident proposition, that two bodies cannot be in the same

place.

6. III. In other relations we may have many. Thirdly, As to the relations of modes, mathematicians

have framed many axioms concerning that one relation of equality. As, "equals taken from equals,

the remainder will be equal"; which, with the rest of that kind, however they are received for maxims

by the mathematicians, and are unquestionable truths, yet, I think, that any one who considers them

will not find that they have a clearer self-evidence than these,--that "one and one are equal to two";

that "if you take from the five fingers of one hand two, and from the five fingers of the other hand

two, the remaining numbers will be equal." These and a thousand other such propositions may be

found in numbers, which, at the very first hearing, force the assent, and carry with them an equal, if

not greater clearness, than those mathematical axioms.

7. IV. Concerning real existence, we have none. Fourthly, as to real existence, since that has no

connexion with any other of our ideas, but that of ourselves, and of a First Being, we have in that,

concerning the real existence of all other beings, not so much as demonstrative, much less a self-

evident knowledge: and, therefore, concerning those there are no maxims.

8. These axioms do not much influence our other knowledge. In the next place let us consider, what

influence these received maxims have upon the other parts of our knowledge. The rules established

in the schools, that all reasonings are Ex praeognitis et praeconcessis, seem to lay the foundation of

all other knowledge in these maxims, and to suppose them to be praecognita. Whereby, I think, are

meant these two things: first, that these axioms are those truths that are first known to the mind;

and, secondly, that upon them the other parts of our knowledge depend.

9. Because maxims or axioms are not the truths we first knew. First, That they are not the truths first

known to the mind is evident to experience, as we have shown in another place. (Bk. I. chap. i.)

Who perceives not that a child certainly knows that a stranger is not its mother; that its sucking-

bottle is not the rod, long before he knows that "it is impossible for the same thing to be and not to

be?" And how many truths are there about numbers, which it is obvious to observe that the mind is

perfectly acquainted with, and fully convinced of, before it ever thought on these general maxims, to

which mathematicians, in their arguings, do sometimes refer them? Whereof the reason is very

plain: for that which makes the mind assent to such propositions, being nothing else but the

perception it has of the agreement or disagreement of its ideas, according as it finds them affirmed

or denied one of another in words it understands; and every idea being known to be what it is, and

every two distinct ideas being known not to be the same; it must necessarily follow, that such self-

evident truths must be first known which consist of ideas that are first in the mind. And the ideas first

in the mind, it is evident, are those of particular things, from whence, by slow degrees, the

understanding proceeds to some few general ones; which being taken from the ordinary and familiar

objects of sense, are settled in the mind, with general names to them. Thus particular ideas are first

received and distinguished, and so knowledge got about them; and next to them, the less general or

specific, which are next to particular. For abstract ideas are not so obvious or easy to children, or the

yet unexercised mind, as particular ones. If they seem so to grown men, it is only because by

constant and familiar use they are made so. For, when we nicely reflect upon them, we shall find

that general ideas are fictions and contrivances of the mind, that carry difficulty with them, and do

not so easily offer themselves as we are apt to imagine. For example, does it not require some

pains and skill to form the general idea of a triangle, (which is yet none of the most abstract,

comprehensive, and difficult,) for it must be neither oblique nor rectangle, neither equilateral,

equicrural, nor scalenon; but all and none of these at once. In effect, it is something imperfect, that

cannot exist; an idea wherein some parts of several different and inconsistent ideas are put

together. It is true, the mind, in this imperfect state, has need of such ideas, and makes all the haste

to them it can, for the conveniency of communication and enlargement of knowledge; to both which

it is naturally very much inclined. But yet one has reason to suspect such ideas are marks of our

imperfection; at least, this is enough to show that the most abstract and general ideas are not those

that the mind is first and most easily acquainted with, nor such as its earliest knowledge is

conversant about.

10. Because on perception of them the other parts of our knowledge do not depend. Secondly, from

what has been said it plainly follows, that these magnified maxims are not the principles and

foundations of all our other knowledge. For if there be a great many other truths, which have as

much self-evidence as they, and a great many that we know before them, it is impossible they

should be the principles from which we deduce all other truths. Is it impossible to know that one and

two are equal to three, but by virtue of this, or some such axiom, viz., "the whole is equal to all its

parts taken together?" Many a one knows that one and two are equal to three, without having heard,

or thought on, that or any other axiom by which it might be proved; and knows it as certainly as any

other man knows, that "the whole is equal to all its parts," or any other maxim; and all from the same

reason of self-evidence: the equality of those ideas being as visible and certain to him without that

or any other axiom as with it, it needing no proof to make it perceived. Nor after the knowledge, that

the whole is equal to all its parts, does he know that one and two are equal to three, better or more

certainly than he did before. For if there be any odds in those ideas, the whole and parts are more

obscure, or at least more difficult to be settled in the mind than those of one, two, and three. And

indeed, I think, I may ask these men, who will needs have all knowledge, besides those general

principles themselves, to depend on general, innate, and self-evident principles. What principle is

requisite to prove that one and one are two, that two and two are four, that three times two are six?

Which being known without any proof, do evince, That either all knowledge does not depend on

certain praecognita or general maxims, called principles; or else that these are principles: and if

these are to be counted principles, a great part of numeration will be so. To which, if we add all the

self-evident propositions which may be made about all our distinct ideas, principles will be almost

infinite, at least innumerable, which men arrive to the knowledge of, at different ages; and a great

many of these innate principles they never come to know all their lives. But whether they come in

view of the mind earlier or later, this is true of them, that they are all known by their native evidence;

are wholly independent; receive no light, nor are capable of any proof one from another; much less

the more particular from the more general, or the more simple from the more compounded; the

more simple and less abstract being the most familiar, and the easier and earlier apprehended. But

whichever be the clearest ideas, the evidence and certainty of all such propositions is in this, That a

man sees the same idea to be the same idea, and infallibly perceives two different ideas to be

different ideas. For when a man has in his understanding the ideas of one and of two, the idea of

yellow, and the idea of blue, he cannot but certainly know that the idea of one is the idea of one, and

not the idea of two; and that the idea of yellow is the idea of yellow, and not the idea of blue. For a

man cannot confound the ideas in his mind, which he has distinct: that would be to have them

confused and distinct at the same time, which is a contradiction: and to have none distinct, is to

have no use of our faculties, to have no knowledge at all. And, therefore, what idea soever is

affirmed of itself, or whatsoever two entire distinct ideas are denied one of another, the mind cannot

but assent to such a proposition as infallibly true, as soon as it understands the terms, without

hesitation or need of proof, or regarding those made in more general terms and called maxims.

11. What use these general maxims or axioms have. What shall we then say? Are these general

maxims of no use? By no means; though perhaps their use is not that which it is commonly taken to

be. But, since doubting in the least of what hath been by some men ascribed to these maxims may

be apt to be cried out against, as overturning the foundations of al the sciences; it may be worth

while to consider them with respect to other parts of our knowledge, and examine more particularly

to what purposes they serve, and to what not.

(1) It is evident from what has been already said, that they are of no use to prove or confirm less

general self-evident propositions.

(2) It is as plain that they are not, nor have been the foundations whereon any science hath been

built. There is, I know, a great deal of talk, propagated from scholastic men, of sciences and the

maxims on which they are built: but it has been my ill-luck never to meet with any such sciences;

much less any one built upon these two maxims, what is, is; and it is impossible for the same thing

to be and not to be. And I would be glad to be shown where any such science, erected upon these

or any other general axioms is to be found: and should be obliged to any one who would lay before

me the frame and system of any science so built on these or any such like maxims, that could not

be shown to stand as firm without any consideration of them. I ask, Whether these general maxims

have not the same use in the study of divinity, and in theological questions, that they have in other

sciences? They serve here, too, to silence wranglers, and put an end to dispute. But I think that

nobody will therefore say, that the Christian religion is built upon these maxims, or that the

knowledge we have of it is derived from these principals. It is from revelation we have received it,

and without revelation these maxims had never been able to help us to it. When we find out an idea

by whose intervention we discover the connexion of two others, this is a revelation from God to us

by the voice of reason: for we then come to know a truth that we did not know before. When God

declares any truth to us, this is a revelation to us by the voice of his Spirit, and we are advanced in

our knowledge. But in neither of these do we receive our light or knowledge from maxims. But in the

one, the things themselves afford it: and we see the truth in them by perceiving their agreement or

disagreement. In the other, God himself affords it immediately to us: and we see the truth of what he

says in his unerring veracity.

(3) They are not of use to help men forward in the advancement of sciences, or new discoveries of

yet unknown truths. Mr. Newton, in his never enough to be admired book, has demonstrated several

propositions, which are so many new truths, before unknown to the world, and are further advances

in mathematical knowledge: but, for the discovery of these, it was not the general maxims, "what is,

is;" or, "the whole is bigger than a part," or the like, that helped him. These were not the clues that

led him into the discovery of the truth and certainty of those propositions. Nor was it by them that he

got the knowledge of those demonstrations, but by finding out intermediate ideas that showed the

agreement or disagreement of the ideas, as expressed in the propositions he demonstrated. This is

the greatest exercise and improvement of human understanding in the enlarging of knowledge, and

advancing the sciences; wherein they are far enough from receiving any help from the

contemplation of these or the like magnified maxims. Would those who have this traditional

admiration of these propositions, that they think no step can be made in knowledge without the

support of an axiom, no stone laid in the building of the sciences without a general maxim, but

distinguish between the method of acquiring knowledge, and of communicating it; between the

method of raising any science, and that of teaching it to others, as far as it is advanced--they would

see that those general maxims were not the foundations on which the first discoverers raised their

admirable structures, not the keys that unlocked and opened those secrets of knowledge. Though

afterwards, when schools were erected, and sciences had their professors to teach what others had

found out, they often made use of maxims, i.e., laid down certain propositions which were self-

evident, or to be received for true; which being settled in the minds of their scholars as

unquestionable verities they on occasion made use of, to convince them of truths in particular

instances, that were not so familiar to their minds as those general axioms which had before been

inculcated to them, and carefully settled in their minds. Though these particular instances, when well

reflected on, are no less self-evident to the understanding than the general maxims brought to

confirm them: and it was in those particular instances that the first discoverer found the truth, without

the help of the general maxims: and so may any one else do, who with attention considers them.

Maxims of use in the exposition of what has been discovered, and in silencing obstinate wranglers.

To come, therefore, to the use that is made of maxims.

(1) They are of use, as has been observed, in the ordinary methods of teaching sciences as far as

they are advanced: but of little or none in advancing them further.

(2) They are of use in disputes, for the silencing of obstinate wranglers, and bringing those contests

to some conclusion. Whether a need of them to that end came not in the manner following, I crave

leave to inquire. The Schools having made disputation the touchstone of men's abilities, and the

criterion of knowledge, adjudged victory to him that kept the field: and he that had the last word was

concluded to have the better of the argument, if not of the cause. But because by this means there

was like to be no decision between skilful combatants, whilst one never failed of a medius terminus

to prove any proposition; and the other could as constantly, without or with a distinction, deny the

major or minor; to prevent, as much as could be, running out of disputes into an endless train of

syllogisms, certain general propositions--most of them, indeed, self-evident--were introduced into

the Schools: which being such as all men allowed and agreed in, were looked on as general

measures of truth, and served instead of principles (where the disputants had not lain down any

other between them) beyond which there was no going, and which must not be receded from by

either side. And thus these maxims, getting the name of principles, beyond which men in dispute

could not retreat, were by mistake taken to be the originals and sources from whence all knowledge

began, and the foundations whereon the sciences were built. Because when in their disputes they

came to any of these, they stopped there, and went no further; the matter was determined. But how

much this is a mistake, hath been already shown.

How maxims came to be so much in vogue. This method of the Schools, which have been thought

the fountains of knowledge, introduced, as I suppose, the like use of these maxims into a great part

of conversation out of the Schools, to stop the mouths of cavillers, whom any one is excused from

arguing any longer with, when they deny these general self-evident principles received by all

reasonable men who have once thought of them: but yet their use herein is but to put an end to

wrangling. They in truth, when urged in such cases, teach nothing: that is already done by the

intermediate ideas made use of in the debate, whose connexion may be seen without the help of

those maxims, and so the truth known before the maxim is produced, and the argument brought to a

first principle. Men would give off a wrong argument before it came to that, if in their disputes they

proposed to themselves the finding and embracing of truth, and not a contest for victory. And thus

maxims have their use to put a stop to their perverseness, whose ingenuity should have yielded

sooner. But the method of the Schools having allowed and encouraged men to oppose and resist

evident truth till they are baffled, i.e., till they are reduced to contradict themselves, or some

established principles: it is no wonder that they should not in civil conversation be ashamed of that

which in the Schools is counted a virtue and a glory, viz., obstinately to maintain that side of the

question they have chosen, whether true or false, to the last extremity; even after conviction. A

strange way to attain truth and knowledge: and that which I think the rational part of mankind, not

corrupted by education, could scarce believe should ever be admitted amongst the lovers of truth,

and students of religion or nature, or introduced into the seminaries of those who are to propagate

the truths of religion or philosophy amongst the ignorant and unconvinced. How much such a way of

learning is like to turn young men's minds from the sincere search and love of truth; nay, and to

make them doubt whether there is any such thing, or, at least, worth the adhering to, I shall not now

inquire. This I think, that, bating those places, which brought the Peripatetick Philosophy into their

schools, w