When one inquires into the cause of something, one should, since
‘causes’ are spoken of in several senses, state all the possible causes.
what is the material cause of man? Shall we say ‘the menstrual fluid’?
What is moving cause? Shall we say ‘the seed’? The formal cause? His essence. The final cause? His end. But perhaps the latter two are the same.-
It is the proximate causes we must state. What is the material cause? We must name not fire or earth, but the matter peculiar to the thing.
Regarding the substances that are natural and generable, if the causes are really these and of this number and we have to learn the causes, we must inquire thus, if we are to inquire rightly. But in the case of natural but eternal substances another account must be given. For perhaps some have no matter, or not matter of this sort but only such as can be moved in respect of place. Nor does matter belong to those things which exist by nature but are not substances; their substratum is the substance. E.g what is the cause of eclipse? What is its matter? There is none; the moon is that which suffers eclipse. What is the moving cause which extinguished the light? The earth. The final cause perhaps does not exist. The formal principle is the definitory formula, but this is obscure if it does not include the cause. E.g. what is eclipse? Deprivation of light. But if we 1727
add ‘by the earth’s coming in between’, this is the formula which includes the cause. In the case of sleep it is not clear what it is that proximately has this affection. Shall we say that it is the animal? Yes, but the animal in virtue of what, i.e. what is the proximate subject? The heart or some other part. Next, by what is it produced? Next, what is the affection-that of the proximate subject, not of the whole animal? Shall we say that it is immobility of such and such a kind? Yes, but to what process in the proximate subject is this due?
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Since some things are and are not, without coming to be and ceasing to be, e.g. points, if they can be said to be, and in general forms (for it is not
‘white’ comes to be, but the wood comes to be white, if everything that comes to be comes from something and comes to be something), not all contraries can come from one another, but it is in different senses that a pale man comes from a dark man, and pale comes from dark. Nor has everything matter, but only those things which come to be and change into one another. Those things which, without ever being in course of changing, are or are not, have no matter.
There is difficulty in the question how the matter of each thing is related to its contrary states. E.g. if the body is potentially healthy, and disease is contrary to health, is it potentially both healthy and diseased?
And is water potentially wine and vinegar? We answer that it is the matter of one in virtue of its positive state and its form, and of the other in virtue of the privation of its positive state and the corruption of it contrary to its nature. It is also hard to say why wine is not said to be the matter of vinegar nor potentially vinegar (though vinegar is produced from it), and why a living man is not said to be potentially dead. In fact they are not, but the corruptions in question are accidental, and it is the matter of the animal that is itself in virtue of its corruption the potency and matter of a corpse, and it is water that is the matter of vinegar. For the corpse comes from the animal, and vinegar from wine, as night from day. And all the things which change thus into one another must go back to their matter; e.g. if from a corpse is produced an animal, the corpse first goes back to its matter, and only then becomes an animal; and vinegar first goes back to water, and only then becomes wine.
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div id="section98" class="section" title="6"> 1728
6
To return to the difficulty which has been stated with respect both to definitions and to numbers, what is the cause of their unity? In the case of all things which have several parts and in which the totality is not, as it were, a mere heap, but the whole is something beside the parts, there is a cause; for even in bodies contact is the cause of unity in some cases, and in others viscosity or some other such quality. And a definition is a set of words which is one not by being connected together, like the Iliad, but by dealing with one object.-What then, is it that makes man one; why is he one and not many, e.g. animal + biped, especially if there are, as some say, an animal-itself and a biped-itself? Why are not those Forms themselves the man, so that men would exist by participation not in man, nor in-one Form, but in two, animal and biped, and in general man would be not one but more than one thing, animal and biped?
Clearly, then, if people proceed thus in their usual manner of definition and speech, they cannot explain and solve the difficulty. But if, as we say, one element is matter and another is form, and one is potentially and the other actually, the question will no longer be thought a difficulty. For this difficulty is the same as would arise if ‘round bronze’ were the definition of ‘cloak’; for this word would be a sign of the definitory formula, so that the question is, what is the cause of the unity of ‘round’
and ‘bronze’? The difficulty disappears, because the one is matter, the other form. What, then, causes this-that which was potentially to be actually-except, in the case of things which are generated, the agent? For there is no other cause of the potential sphere’s becoming actually a sphere, but this was the essence of either. Of matter some is intelligible, some perceptible, and in a formula there is always an element of matter as well as one of actuality; e.g. the circle is ‘a plane figure’. But of the things which have no matter, either intelligible or perceptible, each is by its nature essentially a kind of unity, as it is essentially a kind of being-individual substance, quality, or quantity (and so neither ‘existent’ nor
‘one’ is present in their definitions), and the essence of each of them is by its very nature a kind of unity as it is a kind of being-and so none of these has any reason outside itself, for being one, nor for being a kind of being; for each is by its nature a kind of being and a kind of unity, not as being in the genus ‘being’ or ‘one’ nor in the sense that being and unity can exist apart from particulars.
Owing to the difficulty about unity some speak of ‘participation’, and raise the question, what is the cause of participation and what is it to participate; and others speak of ‘communion’, as Lycophron says 1729
knowledge is a communion of knowing with the soul; and others say life is a ‘composition’ or ‘connexion’ of soul with body. Yet the same account applies to all cases; for being healthy, too, will on this showing be either a ‘communion’ or a ‘connexion’ or a ‘composition’ of soul and health, and the fact that the bronze is a triangle will be a ‘composition’ of bronze and triangle, and the fact that a thing is white will be a ‘composition’ of surface and whiteness. The reason is that people look for a unifying formula, and a difference, between potency and complete reality. But, as has been said, the proximate matter and the form are one and the same thing, the one potentially, and the other actually. Therefore it is like asking what in general is the cause of unity and of a thing’s being one; for each thing is a unity, and the potential and the actual are somehow one.
Therefore there is no other cause here unless there is something which caused the movement from potency into actuality. And all things which have no matter are without qualification essentially unities.
1730
Book IX
Translated by W. D. Ross
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div id="section99" class="section" title="1"> 1
We have treated of that which is primarily and to which all the other categories of being are referred-i.e. of substance. For it is in virtue of the concept of substance that the others also are said to be-quantity and quality and the like; for all will be found to involve the concept of substance, as we said in the first part of our work. And since ‘being’ is in one way divided into individual thing, quality, and quantity, and is in another way distinguished in respect of potency and complete reality, and of function, let us now add a discussion of potency and complete reality.
And first let us explain potency in the strictest sense, which is, however, not the most useful for our present purpose. For potency and actuality extend beyond the cases that involve a reference to motion. But when we have spoken of this first kind, we shall in our discussions of actuality’ explain the other kinds of potency as well.
We have pointed out elsewhere that ‘potency’ and the word ‘can’ have several senses. Of these we may neglect all the potencies that are so called by an equivocation. For some are called so by analogy, as in geometry we say one thing is or is not a ‘power’ of another by virtue of the presence or absence of some relation between them. But all potencies that conform to the same type are originative sources of some kind, and are called potencies in reference to one primary kind of potency, which is an originative source of change in another thing or in the thing itself qua other. For one kind is a potency of being acted on, i.e. the originative source, in the very thing acted on, of its being passively changed by another thing or by itself qua other; and another kind is a state of insusceptibility to change for the worse and to destruction by another thing or by the thing itself qua other by virtue of an originative source of change.
In all these definitions is implied the formula if potency in the primary sense.-And again these so-called potencies are potencies either of merely acting or being acted on, or of acting or being acted on well, so that even in the formulae of the latter the formulae of the prior kinds of potency are somehow implied.
1731
Obviously, then, in a sense the potency of acting and of being acted on is one (for a thing may be ‘capable’ either because it can itself be acted on or because something else can be acted on by it), but in a sense the potencies are different. For the one is in the thing acted on; it is because it contains a certain originative source, and because even the matter is an originative source, that the thing acted on is acted on, and one thing by one, another by another; for that which is oily can be burnt, and that which yields in a particular way can be crushed; and similarly in all other cases.
But the other potency is in the agent, e.g. heat and the art of building are present, one in that which can produce heat and the other in the man who can build. And so, in so far as a thing is an organic unity, it cannot be acted on by itself; for it is one and not two different things. And
‘impotence’and ‘impotent’ stand for the privation which is contrary to potency of this sort, so that every potency belongs to the same subject and refers to the same process as a corresponding impotence. Privation has several senses; for it means (1) that which has not a certain quality and (2) that which might naturally have it but has not it, either (a) in general or (b) when it might naturally have it, and either (a) in some particular way, e.g. when it has not it completely, or (b) when it has not it at all.
And in certain cases if things which naturally have a quality lose it by violence, we say they have suffered privation.
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div id="section100" class="section" title="2"> 2
Since some such originative sources are present in soulless things, and others in things possessed of soul, and in soul, and in the rational part of the soul, clearly some potencies will, be non-rational and some will be non-rational and some will be accompanied by a rational formula. This is why all arts, i.e. all productive forms of knowledge, are potencies; they are originative sources of change in another thing or in the artist himself considered as other.
And each of those which are accompanied by a rational formula is alike capable of contrary effects, but one non-rational power produces one effect; e.g. the hot is capable only of heating, but the medical art can produce both disease and health. The reason is that science is a rational formula, and the same rational formula explains a thing and its privation, only not in the same way; and in a sense it applies to both, but in a sense it applies rather to the positive fact. Therefore such sciences must deal with contraries, but with one in virtue of their own nature and with 1732
the other not in virtue of their nature; for the rational formula applies to one object in virtue of that object’s nature, and to the other, in a sense, accidentally. For it is by denial and removal that it exhibits the contrary; for the contrary is the primary privation, and this is the removal of the positive term. Now since contraries do not occur in the same thing, but science is a potency which depends on the possession of a rational formula, and the soul possesses an originative source of movement; therefore, while the wholesome produces only health and the calorific only heat and the frigorific only cold, the scientific man produces both the contrary effects. For the rational formula is one which applies to both, though not in the same way, and it is in a soul which possesses an originative source of movement; so that the soul will start both processes from the same originative source, having linked them up with the same thing. And so the things whose potency is according to a rational formula act contrariwise to the things whose potency is non-rational; for the products of the former are included under one originative source, the rational formula.
It is obvious also that the potency of merely doing a thing or having it done to one is implied in that of doing it or having it done well, but the latter is not always implied in the former: for he who does a thing well must also do it, but he who does it merely need not also do it well.
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There are some who say, as the Megaric school does, that a thing ‘can’
act only when it is acting, and when it is not acting it ‘cannot’ act, e.g.
that he who is not building cannot build, but only he who is building, when he is building; and so in all other cases. It is not hard to see the absurdities that attend this view.
For it is clear that on this view a man will not be a builder unless he is building (for to be a builder is to be able to build), and so with the other arts. If, then, it is impossible to have such arts if one has not at some time learnt and acquired them, and it is then impossible not to have them if one has not sometime lost them (either by forgetfulness or by some accident or by time; for it cannot be by the destruction of the object, for that lasts for ever), a man will not have the art when he has ceased to use it, and yet he may immediately build again; how then will he have got the art? And similarly with regard to lifeless things; nothing will be either cold or hot or sweet or perceptible at all if people are not perceiving it; so that the upholders of this view will have to maintain the doctrine of 1733
Protagoras. But, indeed, nothing will even have perception if it is not perceiving, i.e. exercising its perception. If, then, that is blind which has not sight though it would naturally have it, when it would naturally have it and when it still exists, the same people will be blind many times in the day-and deaf too.
Again, if that which is deprived of potency is incapable, that which is not happening will be incapable of happening; but he who says of that which is incapable of happening either that it is or that it will be will say what is untrue; for this is what incapacity meant. Therefore these views do away with both movement and becoming. For that which stands will always stand, and that which sits will always sit, since if it is sitting it will not get up; for that which, as we are told, cannot get up will be incapable of getting up. But we cannot say this, so that evidently potency and actuality are different (but these views make potency and actuality the same, and so it is no small thing they are seeking to annihilate), so that it is possible that a thing may be capable of being and not he, and capable of not being and yet he, and similarly with the other kinds of predicate; it may be capable of walking and yet not walk, or capable of not walking and yet walk. And a thing is capable of doing something if there will be nothing impossible in its having the actuality of that of which it is said to have the capacity. I mean, for instance, if a thing is capable of sitting and it is open to it to sit, there will be nothing impossible in its actually sitting; and similarly if it is capable of being moved or moving, or of standing or making to stand, or of being or coming to be, or of not being or not coming to be.
The word ‘actuality’, which we connect with ‘complete reality’, has, in the main, been extended from movements to other things; for actuality in the strict sense is thought to be identical with movement. And so people do not assign movement to non-existent things, though they do assign some other predicates. E.g. they say that non-existent things are objects of thought and desire, but not that they are moved; and this because, while ex hypothesi they do not actually exist, they would have to exist actually if they were moved. For of non-existent things some exist potentially; but they do not exist, because they do not exist in complete reality.
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If what we have described is identical with the capable or convertible with it, evidently it cannot be true to say ‘this is capable of being but will 1734
not be’, which would imply that the things incapable of being would on this showing vanish. Suppose, for instance, that a man-one who did not take account of that which is incapable of being-were to say that the diagonal of the square is capable of being measured but will not be measured, because a thing may well be capable of being or coming to be, and yet not be or be about to be. But from the premisses this necessarily follows, that if we actually supposed that which is not, but is capable of being, to be or to have come to be, there will be nothing impossible in this; but the result will be impossible, for the measuring of the diagonal is impossible. For the false and the impossible are not the same; that you are standing now is false, but that you should be standing is not impossible.
At the same time it is clear that if, when A is real, B must be real, then, when A is possible, B also must be possible. For if B need not be possible, there is nothing to prevent its not being possible. Now let A be supposed possible. Then, when A was possible, we agreed that nothing impossible followed if A were supposed to be real; and then B must of course be real. But we supposed B to be impossible. Let it be impossible then. If, then, B is impossible, A also must be so. But the first was supposed impossible; therefore the second also is impossible. If, then, A is possible, B
also will be possible, if they were so related that if A,is real, B must be real. If, then, A and B being thus related, B is not possible on this condition, and B will not be related as was supposed. And if when A is possible, B must be possible, then if A is real, B also must be real. For to say that B must be possible, if A is possible, means this, that if A is real both at the time when and in the way in which it was supposed capable of being real, B also must then and in that way be real.
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As all potencies are either innate, like the senses, or come by practice, like the power of playing the flute, or by learning, like artistic power, those which come by practice or by rational formula we must acquire by previous exercise but this is not necessary with those which are not of this nature and which imply passivity.
Since that which is ‘capable’ is capable of something and at some time in some way (with all the other qualifications which must be present in the definition), and since some things can produce change according to a rational formula and their potencies involve such a formula, while other things are nonrational and their potencies are non-rational, and the 1735
former potencies must be in a living thing, while the latter can be both in the living and in the lifeless; as regards potencies of the latter kind, when the agent and the patient meet in the way appropriate to the potency in question, the one must act and the other be acted on, but with the former kind of potency this is not necessary. For the nonrational potencies are all productive of one effect each, but the rational produce contrary effects, so that if they produced their effects necessarily they would produce contrary effects at the same time; but this is impossible. There must, then, be something else that decides; I mean by this, desire or will. For whichever of two things the animal desires decisively, it will do, when it is present, and meets the passive object, in the way appropriate to the potency in question. Therefore everything which has a rational potency, when it desires that for which it has a potency and in the circumstances in which it has the potency, must do this. And it has the potency in question when the passive object is present and is in a certain state; if not it will not be able to act. (To add the qualification ‘if nothing external prevents it’ is not further necessary; for it has the potency on the terms on which this is a potency of acting, and it is this not in all circumstances but on certain conditions, among which will be the exclusion of external hindrances; for these are barred by some of the positive qualifications.) And so even if one has a rational wish, or an appetite, to do two things or contrary things at the same time, one will not do them; for it is not on these terms that one has the potency for them, nor is it a potency of doing both at the same time, since one will do the things which it is a potency of doing, on the terms on which one has the potency.
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Since we have treated of the kind of potency which is related to movement, let us discuss actuality-what, and what kind of thing, actuality is.
For in the course of our analysis it will also become clear, with regard to the potential, that we not only ascribe potency to that whose nature it is to move something else, or to be moved by something else, either without qualification or in some particular way, but also use the word in another sense, which is the reason of the inquiry in the course of which we have discussed these previous senses also. Actuality, then, is the existence of a thing not in the way which we express by ‘potentially’; we say that potentially, for instance, a statue of Hermes is in the block of wood and the half-line is in the whole, because it might be separated out, 1736
and we call even the man who is not studying a man of science, if he is capable of studying; the thing that stands in contrast to each of these exists actually. Our meaning can be seen in the particular cases by induction, and we must not seek a definition of everything but be content to grasp the analogy, that it is as that which is building is to that which is capable of building, and the waking to the sleeping, and that which is seeing to that which has its eyes shut but has sight, and that which has been shaped out of the matter to the matter, and that which has been wrought up to the unwrought. Let actuality be defined by one member of this antithesis, and the potential by the other. But all things are not said in the same sense to exist actually, but only by analogy-as A is in B
or to B, C is in D or to D; for some are as movement to potency, and the others as substance to some sort of matter.
But also the infinite and the void and all similar things are said to exist potentially and actually in a different sense from that which applies to many other things, e.g. to that which sees or walks or is seen. For of the latter class these predicates can at some time be also truly asserted without qualification; for the seen is so called sometimes because it is being seen, sometimes because it is capable of being seen. But the infinite does not exist potentially in the sense that it will ever actually have separate existence; it exists potentially only for knowledge. For the fact that the process of dividing never comes to an end ensures that this activity exists potentially, but not that the infinite exists separately.
Since of the actions which have a limit none is an end but all are relative to the end, e.g. the removing of fat, or fat-removal, and the bodily parts themselves when one is making them thin are in movement in this way (i.e. without being already that at which the movement aims), this is not an action or at least not a complete one (for it is not an end); but that movement in which the end is present is an action. E.g. at the same time we are seeing and have seen, are understanding and have understood, are thinking and have thought (while it is not true that at the same time we are learning and have learnt, or are being cured and have been cured). At the same time we are living well and have lived well, and are happy and have been happy. If not, the process would have had sometime to cease, as the process of making thin ceases: but, as things are, it does not cease; we are living and have lived. Of these processes, then, we must call the one set movements, and the other actualities. For every movement is incomplete-making thin, learning, walking, building; these are movements, and incomplete at that. For it is not true that at the same time a thing is walking and has walked, or is building and has built, or is 1737
coming to be and has come to be, or is being moved and has been moved, but what is being moved is different from what has been moved, and what is moving from what has moved. But it is the same thing that at the same time has seen and is seeing, seeing, or is thinking and has thought. The latter sort of process, then, I call an actuality, and the former a movement.
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What, and what kind of thing, the actual is, may be taken as explained by these and similar considerations. But we must distinguish when a thing exists potentially and when it does not; for it is not at any and every time. E.g. is earth potentially a man? No-but rather when it has already become seed, and perhaps not even then. It is just as it is with being healed; not everything can be healed by the medical art or by luck, but there is a certain kind of thing which is capable of it, and only this is potentially healthy. And (1) the delimiting mark of that which as a result of thought comes to exist in complete reality from having existed potentially is that if the agent has willed it it comes to pass if nothing external hinders, while the condition on the other side-viz. in that which is healed-is that nothing in it hinders the result. It is on similar terms that we have what is potentially a house; if nothing in the thing acted on-i.e.
in the matter-prevents it from becoming a house, and if there is nothing which must be added or taken away or changed, this is potentially a house; and the same is true of all other things the source of whose becoming is external. And (2) in the cases in which the source of the becoming is in the very thing which comes to be, a thing is potentially all those things which it will be of itself if nothing external hinders it. E.g. the seed is not yet potentially a man; for it must be deposited in something other than itself and undergo a change. But when through its own motive principle it has already got such and such attributes, in this state it is already potentially a man; while in the former state it needs another motive principle, just as earth is not yet potentially a statue (for it must first change in order to become brass.)
It seems that when we call a thing not something else but ‘thaten’-e.g.
a casket is not ‘wood’ but ‘wooden’, and wood is not ‘earth’ but
‘earthen’, and again earth will illustrate our point if it is similarly not something else but ‘thaten’-that other thing is always potentially (in the full sense of that word) the thing which comes after it in this series. E.g. a 1738
casket is not ‘earthen’ nor ‘earth’, but ‘wooden’; for this is potentially a casket and this is the matter of a casket, wood in general of a casket in general, and this particular wood of this particular casket. And if there is a first thing, which is no longer, in reference to something else, called
‘thaten’, this is prime matter; e.g. if earth is ‘airy’ and air is not ‘fire’ but
‘fiery’, fire is prime matter, which is not a ‘this’. For the subject or substratum is differentiated by being a ‘this’ or not being one; i.e. the substratum of modifications is, e.g. a man, i.e. a body and a soul, while the modification is ‘musical’ or ‘pale’. (The subject is called, when music comes to be present in it, not ‘music’ but ‘musical’, and the man is not
‘paleness’ but ‘pale’, and not ‘ambulation’ or ‘movement’ but ‘walking’<