The Human Condition by Hannah Arendt - HTML preview

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which, wherever its authority remained unchallenged, stood be-

tween the impact of modernity and the masses of believers. Just as

the immediate consequence of this loss of certainty was a new zeal

for making good in this life as though it were only an overlong

period of probation,34 so the loss of certainty of truth ended in a

34. Max Weber, who, despite some errors in detail which by now have been

corrected, is still the only historian who raised the question of the modern age

with the depth and relevance corresponding to its importance, was also aware

that it was not a simple loss of faith that caused the reversal in the estimate of

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The Human Condition

new, entirely unprecedented zeal for truthfulness—as though man

could afford to be a liar only so long as he was certain of the

unchallengeable existence of truth and objective reality, which

surely would survive and defeat all his lies.86 The radical change in

moral standards occurring in the first century of the modern age

was inspired by the needs and ideals of its most important group of

men, the new scientists; and the modern cardinal virtues—success,

industry, and truthfulness—are at the same time the greatest

virtues of modern science.36

The learned societies and Royal Academies became the morally

influential centers where scientists were organized to find ways

and means by which nature could be trapped by experiments and

instruments so that she would be forced to yield her secrets. And

this gigantic task, to which no single man but only the collective

effort of the best minds of mankind could possibly be adequate,

prescribed the rules of behavior and the new standards of judg-

ment. Where formerly truth had resided in the kind of "theory"

that since the Greeks had meant the contemplative glance of the

beholder who was concerned with, and received, the reality open-

ing up before him, the question of success took over and the test of

theory became a "practical" one—whether or not it will work.

Theory became hypothesis, and the success of the hypothesis be-

came truth. This all-important standard of success, however, does

not depend upon practical considerations or the technical develop-

ments which may or may not accompany specific scientific dis-

coveries. The criterion of success is inherent in the very essence

and progress of modern science quite apart from its applicability.

Success here is not at all the empty idol to which it degenerated in

work and labor, but the loss of the certitudo salutis, of the certainty of salvation.

In our context, it would appear that this certainty was only one among the many

certainties lost with the arrival of the modern age.

35. It certainly is quite striking that not one of the major religions, with the

exception of Zoroastrianism, has ever included lying as such among the mortal

sins. Not only is there no commandment: Thou shalt not lie (for the command-

ment: Thou shalt not bear false witness against thy neighbor, is of course of a

different nature), but it seems as though prior to puritan morality nobody ever

considered lies to be serious offenses.

36. This is the chief point of Bronowski's article quoted above.

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The Vita Activa and the Modern Age

bourgeois society; it was, and in the sciences has been ever since, a

veritable triumph of human ingenuity against overwhelming odds.

The Cartesian solution of universal doubt or its salvation from

the two interconnected nightmares—that everything is a dream

and there is no reality and that not God but an evil spirit rules the

world and mocks man—was similar in method and content to the

turning away from truth to truthfulness and from reality to relia-

bility. Descartes' conviction that "though our mind is not the

measure of things or of truth, it must assuredly be the measure of

things that we affirm or deny"37 echoes what scientists in general

and without explicit articulation had discovered: that even if there

is no truth, man can be truthful, and even if there is no reliable

certainty, man can be reliable. If there was salvation, it had to lie

in man himself, and if there was a solution to the questions raised

by doubting, it had to come from doubting. If everything has be-

come doubtful, then doubting at least is certain and real. Whatever

may be the state of reality and of truth as they are given to the

senses and to reason, "nobody can doubt of his doubt and remain

uncertain whether he doubts or does not doubt."38 The famous

cogito ergo sum ("I think, hence I am") did not spring for Descartes from any self-certainty of thought as such—in which case, indeed,

thought would have acquired a new dignity and significance for

man—but was a mere generalization of a dubito ergo sum.S9 In

37. From a letter of Descartes to Henry More, quoted from Koyre, op. cit.,

p. 117.

38. In the dialogue La recherche de la verite par la lumiere naturelle, where Descartes exposes his fundamental insights without technical formality, the central position of doubting is even more in evidence than in his other works. Thus

Eudoxe, who stands for Descartes, explains: "Vous pouvez douter avec raison de

toutes les choses dont la connaissance ne vous vient que par l'office des sens; mais pouvez-vous douter de votre doute et rester incertain si vous doutez ou non? . . .

vous qui doutez vous etes, et cela est si vrai que vous n'en pouvez douter davan-

tage" (Pleiade ed., p. 680).

39. "Je doute, done je suis, ou bien ce qui est la meme chose: je pense, done je suis" {ibid., p. 687). Thought in Descartes has indeed a mere derivative character: "Car s'il est vrai que je doute, comme je n'en puis douter, il est egalement vrai que je pense; en effet douter est-il autre chose que penser d'une certaine

maniere?" {ibid., p. 686). The leading idea of this philosophy is by no means that I would not be able to think without being, but that "nous ne saurions douter sans etre, et que cela est la premiere connaissance certaine qu'on peut acquerir" {Prin-

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The Human Condition

other words, from the mere logical certainty that in doubting some-

thing I remain aware of a process of doubting in my consciousness,

Descartes concluded that those processes which go on in the mind

of man himself have a certainty of their own, that they can become

the object of investigation in introspection.

39

I N T R O S P E C T I O N A N D T H E L O S S

O F C O M M O N S E N S E

Introspection, as a matter of fact, not the reflection of man's mind

on the state of his soul or body but the sheer cognitive concern of

consciousness with its own content (and this is the essence of the

Cartesian cogitatio, where cogito always means cogito me cogitare) must yield certainty, because here nothing is involved except what

the mind has produced itself; nobody is interfering but the producer

of the product, man is confronted with nothing and nobody but

himself. Long before the natural and physical sciences began to

wonder if man is capable of encountering, knowing, and compre-

hending anything except himself, modern philosophy had made

sure in introspection that man concerns himself only with himself.

Descartes believed that the certainty yielded by his new method of

introspection is the certainty of the I-am.40 Man, in other words,

carries his certainty, the certainty of his existence, within himself;

the sheer functioning of consciousness, though it cannot possibly

assure a worldly reality given to the senses and to reason, confirms

beyond doubt the reality of sensations and of reasoning, that is, the

reality of processes which go on in the mind. These are not unlike

cipes [Pleiade ed.], Part I, sec. 7). The argument itself is of course not new. One finds it, for instance, almost word for word in Augustine's De libero arbhrio (ch.

3), but without the implication that this is the only certainty against the possibility of a Dieu trompeur and, generally, without being the very fundament of a philosophical system.

40. That the cogito ergo sum contains a logical error, that, as Nietzsche pointed out, it should read: cogito, ergo cogitationes sunt, and that therefore the mental awareness expressed in the cogito does not prove that I am, but only that consciousness is, is another matter and need not interest us here (see Nietzsche,

Wille zur Macht, No. 484).

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The Vita Activa and the Modern Age

the biological processes that go on in the body and which, when

one becomes aware of them, can also convince one of its working

reality. In so far as even dreams are real, since they presuppose a

dreamer and a dream, the world of consciousness is real enough.

The trouble is only that just as it would be impossible to infer from

the awareness of bodily processes the actual shape of any body, in-

cluding one's own, so it is impossible to reach out from the mere

consciousness of sensations, in which one senses his senses and in

which even the sensed object becomes part of sensation, into reality

with its shapes, forms, colors, and constellations. The seen tree

may be real enough for the sensation of vision, just as the dreamed

tree is real enough for the dreamer as long as the dream lasts, but

neither can ever become a real tree.

It is out of these perplexities that Descartes and Leibniz needed

to prove, not the existence of God, but his goodness, the one dem-

onstrating that no evil spirit rules the world and mocks man and

the other that this world, including man, is the best of all possible

worlds. The point about these exclusively modern justifications,

known since Leibniz as theodicies, is that the doubt does not con-

cern the existence of a highest being, which, on the contrary, is

taken for granted, but concerns his revelation, as given in biblical

tradition, and his intentions with respect to man and world, or

rather the adequateness of the relationship between man and world.

Of these two, the doubt that the Bible or nature contains divine

revelation is a matter of course, once it has been shown that revela-

tion as such, the disclosure of reality to the senses and of truth to

reason, is no guaranty for either. Doubt of the goodness of God,

however, the notion of a Dieu trompeur, arose out of the very ex-

perience of deception inherent in the acceptance of the new world

view, a deception whose poignancy lies in its irremediable repeti-

tiveness, for no knowledge about the heliocentric nature of our

planetary system can change the fact that every day the sun is seen

circling the earth, rising and setting at its preordained location.

Only now, when it appeared as though man, if it had not been for

the accident of the telescope, might have been deceived forever,

did the ways of God really become wholly inscrutable; the more

man learned about the universe, the less he could understand the

intentions and purposes for which he should have been created.

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The Hu?nan Condition

The goodness of the God of the theodicies, therefore, is strictly the

quality of a deus ex machina; inexplicable goodness is ultimately the

only thing that saves reality in Descartes' philosophy (the co-

existence of mind and extension, res cogitans and res extensd), as it saves the prestabilized harmony between man and world in Leibniz.41

The very ingenuity of Cartesian introspection, and hence the

reason why this philosophy became so all-important to the spiritual

and intellectual development of the modern age, lies first in that it

had used the nightmare of non-reality as a means of submerging all

worldly objects into the stream of consciousness and its processes.

The "seen tree" found in consciousness through introspection is no

longer the tree given in sight and touch, an entity in itself with an

unalterable identical shape of its own. By being processed into an

object of consciousness on the same level with a merely remem-

bered or entirely imaginary thing, it becomes part and parcel of

this process itself, of that consciousness, that is, which one knows

only as an ever-moving stream. Nothing perhaps could prepare our

minds better for the eventual dissolution of matter into energy, of

objects into a whirl of atomic occurrences, than this dissolution of

objective reality into subjective states of mind or, rather, into sub-

jective mental processes. Second, and this was of even greater

relevance to the initial stages of the modern age, the Cartesian

method of securing certainty against universal doubt corresponded

most precisely to the most obvious conclusion to be drawn from

the new physical science: though one cannot know truth as some-

thing given and disclosed, man can at least know what he makes

himself. This, indeed, became the most general and most generally

accepted attitude of the modern age, and it is this conviction, rather

41. This quality of God as a deus ex machina, as the only possible solution to universal doubt, is especially manifest in Descartes' Meditations. Thus, he says in the third meditation: In order to eliminate the cause of doubting, "je dois examiner s'il y a un Dieu .. . ; et si je trouve qu'il y en ait un, je dois aussi examiner s'il peut etre trompeur: car sans la connaissance de ces deux verites, je ne vois pas que je

puisse jamais etre certain d'aucune chose." And he concludes at the end of the

fifth meditation: "Ainsi je reconnais tres clairement que la certitude et la verite de toute science depend de la seule connaissance du vrai Dieu: en sorte qu'avant

que je le connusse, je ne pouvais savoir parfaitement aucune autre chose"

(Pleiade ed., pp. 177,208).

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The Vita Activa and the Modern Age

than the doubt underlying it, that propelled one generation after

another for more than three hundred years into an ever-quickening

pace of discovery and development.

Cartesian reason is entirely based "on the implicit assumption

that the mind can only know that which it has itself produced and

retains in some sense within itself."42 Its highest ideal must there-

fore be mathematical knowledge as the modern age understands it,

that is, not the knowledge of ideal forms given outside the mind

but of forms produced by a mind which in this particular instance

does not even need the stimulation—or, rather, the irritation—of

the senses by objects other than itself. This theory is certainly

what Whitehead calls it, "the outcome of common-sense in re-

treat."43 For common sense, which once had been the one by which

all other senses, with their intimately private sensations, were

fitted into the common world, just as vision fitted man into the

visible world, now became an inner faculty without any world re-

lationship. This sense now was called common merely because it

happened to be common to all. What men now have in common is

not the world but the structure of their minds, and this they cannot

have in common, strictly speaking; their faculty of reasoning can

only happen to be the same in everybody.44 The fact that, given the

problem of two plus two we ail will come out with the same answer,

four, is henceforth the very model of common-sense reasoning.

Reason, in Descartes no less than in Hobbes, becomes "reckon-

ing with consequences," the faculty of deducing and concluding,

that is, of a process which man at any moment can let loose within

himself. The mind of this man—to remain in the sphere of mathe-

matics—no longer looks upon "two-and-two-are-four" as an equa-

tion in which two sides balance in a self-evident harmony, but un-

derstands the equation as the expression of a process in which two

and two become four in order to generate further processes of addi-

42. A. N. Whitehead, The Concept of Nature (Ann Arbor ed.), p. 32.

43. Ibid., p. 43. The first to comment on and criticize the absence of common sense in Descartes was Vico (see De nostri temporis studiorum ratione, ch. 3).

44. This transformation of common sense into an inner sense is characteristic

of the whole modern age; in the German language it is indicated by the difference

between the older German word Gemeinsinn and the more recent expression

gesunder Menschenverstand which replaced it.

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The Human Condition

tion which eventually will lead into the infinite. This faculty the

modern age calls common-sense reasoning; it is the playing of the

mind with itself, which comes to pass when the mind is shut off

from all reality and "senses" only itself. The results of this play

are compelling "truths" because the structure of one man's mind is

supposed to differ no more from that of another than the shape of

his body. Whatever difference there may be is a difference of

mental power, which can be tested and measured like horsepower.

Here the old definition of man as an animal rationale acquires a ter-

rible precision: deprived of the sense through which man's five

animal senses are fitted into a world common to all men, human

beings are indeed no more than animals who are able to reason, "to

reckon with consequences."

The perplexity inherent in the discovery of the Archimedean

point was and still is that the point outside the earth was found by

an earth-bound creature, who found that he himself lived not only

in a different but in a topsy-turvy world the moment he tried to

apply his universal world view to his actual surroundings. The

Cartesian solution of this perplexity was to move the Archimedean

point into man himself,46 to choose as ultimate point of reference

the pattern of the human mind itself, which assures itself of reality

and certainty within a framework of mathematical formulas which

are its own products. Here the famous reductio scientiae ad mathe-

maticam permits replacement of what is sensuously given by a sys-

tem of mathematical equations where all real relationships are dis-

solved into logical relations between man-made symbols. It is this

replacement which permits modern science to fulfil its "task of

producing" the phenomena and objects it wishes to observe.46 And

the assumption is that neither God nor an evil spirit can change the

fact that two and two equal four.

45. This removal of the Archimedean point into man himself was a conscious

operation of Descartes: "Car a partir de ce doute universel, comme a partir d'un point fixe et immobile, je me suis propose de faire deriver la connaissance de

Dieu, de vous-memes et de toutes les choses qui existent dans le monde"

(Recherche de la verite, p. 680).

46. Frank, op. cit., defines science by its "task of producing desired observable phenomena."

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The Vita Activa and the Modern Age

40

T H O U G H T A N D T H E M O D E R N

W O R L D V I E W

The Cartesian removal of the Archimedean point into the mind of

man, while it enabled man to carry it, as it were, within himself

wherever he went and thus freed him from given reality altogether

—that is, from the human condition of being an inhabitant of the

earth—has perhaps never been as convincing as the universal doubt

from which it sprang and which it was supposed to dispel.47 Today,

at any rate, we find in the perplexities confronting natural scientists

in the midst of their greatest triumphs the same nightmares which

have haunted the philosophers from the beginning of the modern

age. This nightmare is present in the fact that a mathematical

equation, such as of mass and energy—which originally was des-

tined only to save the phenomena, to be in agreement with observ-

able facts that could also be explained differently, just as the

Ptolemaic and Copernican systems originally differed only in sim-

plicity and harmony—actually lends itself to a very real conversion

of mass into energy and vice versa, so that the mathematical "con-

version" implicit in every equation corresponds to convertibility in

reality; it is present in the weird phenomenon that the systems of

non-Euclidean mathematics were found without any forethought of

applicability or even empirical meaning before they gained their

surprising validity in Einstein's theory; and it is even more trou-

bling in the inevitable conclusion that "the possibility of such an

application must be held open for all, even the most remote con-

structions of pure mathematics."48 If it should be true that a whole

universe, or rather any number of utterly different universes will

spring into existence and "prove" whatever over-all pattern the

47. Ernst Cassirer's hope that "doubt is overcome by being outdone" and that the theory of relativity would free the human mind from its last "earthly re-mainder," namely, the anthropomorphism inherent in "the manner in which we make empirical measurements of space and time" (op. At., pp. 389, 382), has not been fulfilled; on the contrary, doubt not of the validity of scientific statements

but of the intelligibility of scientific data has increased during the last decades.

48. Ibid., p. 443.

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The Human Condition

human mind has constructed, then man may indeed, for a moment,

rejoice in a reassertion of the "pre-established harmony between

pure mathematics and physics,"49 between mind and matter, be-

tween man and the universe. But it will be difficult to ward off the

suspicion that this mathematically preconceived world may be a

dream world where every dreamed vision man himself produces

has the character of reality only as long as the dream lasts. And his

suspicions will be enforced when he must discover that the events

and occurrences in the infinitely small, the atom, follow the same

laws and regularities as in the infinitely large, the planetary sys-

tems.50 What this seems to indicate is that if we inquire into nature

from the standpoint of astronomy we receive planetary systems,

while if we carry out our astronomical inquiries from the stand-

point of the earth we receive geocentric, terrestrial systems.

In any event, wherever we try to transcend appearance beyond

all sensual experience, even instrument-aided, in order to catch the

ultimate secrets of Being, which according to our physical world

view is so secretive that it never appears and still so tremendously

powerful that it produces all appearance, we find that the same

patterns rule the macrocosm and the microcosm alike, that we

receive the same instrument readings. Here again, we may for a

moment rejoice in a refound unity of the universe, only to fall prey

to the suspicion that what we have found may have nothing to do

with either the macrocosmos or the microcosmos, that we deal

only with the patterns of our own mind, the mind which designed

the instruments and put nature under its conditions in the experi-

ment—prescribed its laws to nature, in Kant's phrase—in which

case it is really as though we were in the hands of an evil spirit who

49. Hermann Minkowski, "Raum und Zeit," in Lorentz, Einstein, and Min-

kowski, Das Relativkatsprinzip (1913); quoted from Cassirer, op. cit., p. 419.

50. And this doubt is not a