Managerial Economics by Srinivas R. Rao - HTML preview

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Lesson XV Business And Government

Reading Objectives:

In the initial stages of planning, the Government was given a prime of place in the industrial development of our country. That’s why the public enterprises were in commanding heights in the Indian economy. The approach of the Government towards economic development is changing and therefore the reader will also have to understand these changes . Now a days the concept of public private participation has been gaining importance world over and also in India. India has adopted this concept especially in the tertiary sector through projects that strengthen road ways, railways, bus terminal projects and urban infra structure projects like solid waste management.

Lesson Outline:

  • Role of government in India
  • Public Private Participation
  • Reasons for Failure of PPP
  • Review questions

Introduction

Government of India directly or indirectly plays a major role in assisting, encouraging and directing private sector, providing infrastructure facilities, controlling private economic activity, promoting public and joint sectors and planning, formulating framework for sustainable economic development of the country. Overall economy is regulated through fiscal, monetary policy and trade policies to participate in the globalization.

Role Of Government In India:

  1. Individual freedom: Consumers enjoy freedom of consumption, production and process,
  2. Coexistence of public and private sector: Basic industries requiring heavy investment, and social welfare activities belong to the public sector and the rest to the private sector.
  3. Planning: Detailed planning is for public sector, broader targets are for the private.
  4. Social welfare: Policies are framed to develop backward regions, increasing employment and infrastructure facilities.

There are various ways in which the government may influence business operations in a country.

  1. Public Enterprises: Sometimes government may involve in the production of goods and services. If the commodity is a necessary one and the supply of the commodity is optimized by the government, It may maximizes the social welfare of the society.
  2. Price fixation: The government insists on maximum retail price to stabilize the price level in the market. Depending upon the political and economic conditions the government may raise the prices.
  3. Subsidies: States and the Central Government of India provides various kinds of subsidies to the domestic producers and for the exporters through various schemes.
  4. Direct and Indirect Intervention: Through taxation, Government 180 intervenes in the business directly and indirectly through the quota system .
  5. Control of Monopoly: Monopoly enterprise is harmful to the welfare of consumers. The government of India passed Monopoly and Restrictive Trade Practice Act (MRTP) to control them.

Thus the government may participate in the production activities along with the private enterprise in an economy beside controlling, regulating and governing the activities of the latter in the general interest of maximizing the welfare of the people of the country.

Economic Environment Trough Public Private Participation (PPP)

Public Private Participation (PPP) is defined as cooperative institutional arrangements between public and private enterprise which has gained wide interest around the world. PPP model is a new way to handle infrastructure projects. It can benefit both the public and private sector enterprise. Both the sectors have certain special merits and if we combine them the result will be better for all with new products and service. These projects involve many forms of contractual arrangements which are long term in nature. This reduces pressure on government budgets and increases value for money in infrastructure.1

According to Van Ham and Koppenjan “PPP are cooperation of some sort of durable activity between public and private actors in which they jointly develop products and services and share risks, costs and resources which are connected with these products”

The major arrangements between the public and private participation are:

  1. Institutional cooperation.
  2. Long term infrastructure contracts. Like construction of Roads for the public use which reduces the pressure on the exchequer, but benefits the private through way toll fee.
  3. Community development
  4. Urbanization and
  5. Economic development

Both the central government and states are increasingly using the PPP mode to meet the gaps in the provision of basic services. For the past 10 years India has attracted more private investments which are complex in nature. Comprehensive cross cutting PPP legislations have been used more extensively in countries that operate under the civil code. It often covers aspects such as, specifying which sectors PPP operate in, how to set tariffs for PPPs, the role of different institution in PPP program, procurement of PPPs and dispute resolution procedures.

According To The World Bank Report

In Australia, the national government has virtually no role in state level PPPs. In Canada, the federal government’s PPP office acts as a resource center and promoter of the benefits of rationale for using PPPs, rather than acting as an advisory body. In South Africa the treasury’s PPP unit plays a role in both guidance and approval. Brazil intends to establish capacities at the national level to offer detailed guidance to the states in the development of PPPs.

PPPs in India

Infrastructure shortages are proving as key constraints in sustaining and expanding Indian economic growth. To overcome this problem India has decided to double the investment in the next 5 years and one third of the investment is funded by the private sector. The Government of India is promoting the expansion of PPP in improving infrastructure facilities including highways, ports, power and telecom. India follows public contracting, joint ventures, long term contractual agreements like BOT, BOOT, BOLT etc.,. In India more than Rs.1000 billion worth PPP projects are under progress.

Government Of India’s Definition:

According to the government of India , PPP project means “a project based on a contract or concession agreement, between a government or statutory entity on the one side and a private sector company on the other side, for delivering an infrastructure service on payment of user charges”. Private Sector Company means a company other than the public and cooperative enterprise.

PPP broadly refers to long term contractual partnerships between the public and private sector agencies, specifically targeted towards financing, designing, implementing and operating infrastructure facilities and services that were traditionally provided by the public sector.

Characteristic Features Of PPPs:

  1. Cooperative and contractual relationship: To establish complementary relationship between the public and private enterprises. Normally PPPs are for more than 10 years therefore cooperation is essential to build and strengthen the relationship in a contractual agreement.
  2. Shared responsibilities: The responsibilities are shared based on the nature of the project and are not always equal.
  3. A method of procurement: Through PPPs government procures the capital, assets or infrastructure and is allowed to play major roles in planning, finance, design, operation and maintenance.
  4. Risk transfer: The government sector transfers the risks to the private sector that has skills and experience to manage the same.
  5. Flexible ownership: The ownership of PPP projects may or may not be retained by the government .Sometimes private sector provides only facilities and planning but does not take up the ownership.

PPP appraisal committee (PPPAC) consists of secretary of Planning commission, Department of expenditure, Department of legal affairs and the Department sponsoring the project. Under the chairmanship of the secretary of department of economic affairs the activities are undertaken.

  1. Ministry of finance will be the nodal center for examining, scrutinizing and making concession agreements.
  2. Planning commission will set up a PPP appraisal unit to prepare a report for improving the concession terms.
  3. Department of legal affairs will scrutinize the legal perspective
  4. Planning commission and finance ministry will engage experts to undertake due diligence.
  5. For final approval the projects are sent to a competent authority.

Benefits Of PPP:

To the public sector: PPP helps the government in raising capital, expertise and infrastructure to render better service in an effective manner to the general public.

To the private sector: Private sector gets long term business opportunities, building relationship with the government and private sector for better understanding and assistance.

But on the other hand the public sector can lose its control and efficiency. This may also become time consuming and expensive instead of cost effective. Some times private sectors may not be flexible in agreements.

Reasons For Failure Of Some PPP Projects

The major reasons for the failure of some PPP projects are insufficient resources, poor drafts, lack of experience and inadequate monitoring.

In India over 70% of the projects were on strengthening road ways and railways and building ports. 11 PPP projects dealt with urban infrastructure of which 8 were on solid waste management, 2 water and sanitation and 1 bus terminal project under progress. The total cost awarded was $339 billion of which 55% was used for ports, 36% for road ways and 5% on airport development. Confederation of Indian Industries (CII) has organized many training programs at central and state level. Many government organizations and civil servants have participated in it. India could consider the policy legislature framework and information dissemination to strengthen funds for preparation of PPP projects.

Review Questions:

  1. Explain the role of Government in Indian business.
  2. Discuss the major support rendered by the government of India towards business.What is PPP?
  3. What are the benefits of PPP? Discuss in the point of view of a business man and as an individual.
  4. Explain the advantages and disadvantages of PPP in India.

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