43. Provided that the two big parties do not blunder, so that they do
not lose big levels of support in a non-marginal constituency (but
only those in which they were likely to win—the other votes are
wasted anyway), they only need to focus their efforts on those
constituencies that they are contesting. At the 2017 general election,
once those contested marginal constituencies (as defined by the
votes from the last general election) had been identified, latest
public opinion could be gauged from many sources to confirm
whether or not those constituencies were still contested. It would
also be necessary to check whether any non-marginal constituencies
had now become contested marginal constituencies.
Once the big two parties have identified contested marginal
constituencies, their next focus is on swing voters within those
constituencies. But not all swing voters count equally. Due to
FPTP’s winner-takes-all approach, support that can be won over
from the contesting candidate count as double. This is because, if
one is currently in second place, one of these votes not only takes
oneself one step closer to the post (to use the FPTP metaphor), but it
brings the post one step closer to oneself by reducing the contesting
candidate’s vote share. When defending a winning position,
preventing a voter from defecting to this competitor also has a
double effect in that it prevents the post moving closer to the
contesting candidate at the same time as preventing that candidate
getting closer to the post.
Parties understandably seek power to effect change. For the big
two parties, how much their power changes is determined by a select
few constituencies and, within those, focus is placed on key swing
voters. So, even for the two big parties, there are incentives to
concentrate their efforts on a select portion of the electorate. Should
the UK use a voting system that incentivises this narrow approach?
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Following general elections under PR voting systems, it can often
take months for a government to form. It might seem like things are
slower, more hesitant, and less functional than under FPTP. But the
reality is the opposite: if no government can be formed, then that is a
stark warning that the country is not ready to make policy decisions
either. Conversely, following an election that uses a PR voting
system, when a government is formed, that government knows
where it stands, has confidence in its mandate, and is able to act
decisively and responsibly. Although FPTP might seem like it is
faster, the poor decisions made mean that, in the long run, FPTP is
slow and cumbersome.
Under PR voting systems, politicians and prospective
politicians have much more room to manoeuvre than they do under
FPTP. Take France as an example. In April 2016, Macron launched
the En Marche party. Just over one year later, he was the president
of France. He was able to do this, not by working his way up an
established order, but by founding his own political party. He gave
the electorate of France an option that they would otherwise not
have had.
FPTP empowers the press
Olivia is Noah’s boss. Olivia tells Noah that, no-matter what he
thinks about how best to do his job, he will always have to do it the
same way. Would this give Noah an incentive to think for himself, or
might he be more inclined to agree with Olivia’s chosen method for
the job? Olivia then has a change of approach. She now tells Noah
that how he does his job is largely up to him, as long as the outcome
is the same. The first approach discourages original, creative, and
critical thinking, whereas the second approach does the opposite.
The same principle applies to the press. If one knows that one is
not empowered to shape one’s own country, one is more susceptible
to just accept what one is told, i.e. to believe what the press
produces. On the other hand, if one knows that, collectively with
other citizens, one’s future is determined by one’s own views, then
one cares much more about what those views are. One starts to care
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more about thinking things through oneself, with a critical and
balanced approach, because now it matters.
Free press plays an essential role in a democracy. The fact that
the press is able to write what it wants (within reason) is a strength
of the UK’s democracy, not a weakness. The fact that the electorate
is offered a wide range of sources of information is also a strength.
The fact that the electorate has the freedom to choose what it reads,
and how much weight to give each source of information, is also a
strength. Using a voting system that discourages original, creative,
and critical thinking is not a strength of the UK’s democracy.
FPTP stifles competition
When one does not like a private service, one can vote with one's
feet and take one's business elsewhere. This freedom of choice
generates competition, which is central to capitalism. And capitalism
has been the driving force behind many of the world’s discoveries
and inventions, improving health care, food production, education,
communication, transportation etc. Capitalism rewards creativity,
innovation, boldness, and progression. For this reason, it is
understandable why people have chosen to enact and enforce laws to
safeguard fair competition between entities in the business
marketplace. FPTP, through its winner-takes-all approach, does not
encourage competition: it stifles it.
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Change starts at the top, but the top is
controlled by wealth
I suspect that there are Britons up and down the country who go to
work every day thinking this: I want to work hard and I want to pay
taxes, but why should I have no meaningful say in the regulatory
framework in which I work? If I’m lucky enough to live in a
marginal constituency, I might be able to choose between two
(rarely three) parties, but that’s not real choice. I can see obvious
improvements that can be made with the funding, laws, and
regulations that determine how the industry in which I work
functions, but my vote is meaningless.
To make matters worse, the UK’s tax laws are heavily
influenced, not by the will of the people, but by the UK’s wealthy
individuals and corporations. These laws, in turn, help them become
wealthier, having yet more influence at the top.
In the public sector, bosses do the best with the framework in
which they work. Their bosses do likewise. At the top is
government, but, at present, government is not controlled by the
people but by wealthy corporations, powerful lobby groups, trade
unions and wealthy individuals. FPTP ensures that the real power
lies in the hands of those who fund the government and opposition.
The plan in this book aims to redress this imbalance, to put control
back into the hands of the masses.
Conclusion
I would like to write that FPTP has served the UK well, and that it is
the right time to move on. In reality, though, I would look back on
FPTP as 130+ years of missed opportunity.
From the perspective of democracy, FPTP’s only strength is its
ease of processing. Going against it are unfairness, inequality,
intolerance, wastefulness, division, and suppression. But if the
arguments against FPTP are so strong, why has it lasted this long?
And why does the voting system persist in so many countries across
the world? The next chapter discusses this conundrum.
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Conundrum
Lead-in
In the last chapter, I argued why FPTP should be replaced with a
different voting system for UK general elections. The arguments that
I made against FPTP are strong but, in my view, justified. But if
FPTP really is as unfit for purpose as I have argued, why has it
lasted this long in the UK? The UK is not alone in this conundrum; a
further 59 of the world’s 167 democracies use FPTP, including two
OECD (Organisation for Economic Co-operation and Development)
countries. In this chapter I discuss why FPTP is difficult to displace,
what efforts have been made across the world to do so, and what has
worked.
When FPTP begins
To understand where FPTP gets its resoluteness and stubbornness,
we need to understand the forces that are at work within a FPTP
environment. I will call on another thought experiment to explain
this, and it looks at what would happen if a PR voting system were
replaced by FPTP for a country’s general elections.
Let’s imagine that a country uses a PR voting system for its
general elections and has six political parties (from left to right,
politically): one far-left-wing party, one left-wing party, one centre-
left wing party, one centre-right wing party, one right-wing party,
and one far-right-wing party. Now let’s suppose that the nationwide
support shares (by votes) for the parties are 5:15:30:30:15:5
respectively. Let’s also suppose that this support is distributed
roughly evenly across the country. Now the electorate chooses to
replace the PR voting system with FPTP.
FPTP’s winner-takes-all dynamic comes immediately into
effect. From the self-interest perspective of a party, a party has much
to gain by being a clear front-runner in any one constituency,
because it would eliminate all competition. Since the support for the
various parties is spread roughly evenly across the country, there
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would be much to be gained by either a new party being founded
that became a clear front-runner, or two or more parties merging to
achieve the same effect. Since the nation’s views are already
represented by the six parties, any other party would not get
anything like enough support to be a clear front-runner. So that
leaves the incentive of mergers.
Parties would naturally merge with those that are closest to
them in their ideologies. So, the far-left-wing party would not merge
with the far-right-wing party. Even if they just agreed to disagree,
the new bigger party would struggle to convince voters to vote for
them. What about the far-left-wing party merging with the left-wing
party? They might be close enough in their views, but the combined
support share would only be 20 %, putting it nowhere close to being
a clear front-runner. The same principles would apply to those
parties on the right. The natural mergers, therefore, would either be
the left-wing party with the centre-left wing party, or the equivalent
on the right. The first two parties to merge in this way would have a
vote share of 45 % compared to the next-best party on 30 %. This
would make the resulting party a clear front-runner (15 percentage
points and 50 % ahead of the next-best party), giving it a huge
advantage over the rest of the field. Its support share would be 45 %
but its seat share could end up being 100 % (with no opposition at
all in the House of Commons). Let’s say that a merger takes place
between the left-wing party and the centre-left wing party, and that
the resulting party calls itself the Lefties. The support shares are
now 5:45:30:15:5.
Being fully aware of its unfair dominance, and of the risk of
being challenged, might the Lefties try to consolidate their position
further by merging with another party? Unlike monopolies in an
unregulated business world, the Lefties can’t see themselves doing
this. They are already having to contend with managing the internal
party dynamics of two opposing sets of beliefs, and they really
couldn’t see themselves functioning as a party if they merged with
another party. So, they rule out another merger.
The winner-takes-all dynamic continues with the remaining
parties. This is because the remaining parties, despite having a 55 %
support share between them, would win few seats, if any. There is a
strong incentive for each smaller party to merge with at least one
other party, to try to become competitive again. Not only that, but
there would be the added bonus that, once there are two parties that
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are clear of the rest of the pack, tactical voting works in favour of
those two bigger parties.
Let’s take the reasons why the Lefties decided not to try to
merge again, and generalise by stating that a party does not merge
with a party that is more than one step away from it on the
simplified left-right political spectrum that we’re using. That leaves
two possible remaining mergers: the centre-right wing party with the
right-wing party; and the right-wing party with the far-right-wing
party. The latter merger would achieve nothing useful, as the
resulting party would only have a 20 % support share. That leaves
the former merger, and let’s call the resulting party the Righties.
There are now only four parties, and their support-share
proportions are 5:45:45:5. Henceforth, despite the Lefties and
Righties having internal party conflicts, they would have much to
lose by reversing the steps that the dynamics of FPTP encouraged
them to take. That is, they would each have much to lose by splitting
into two separate parties. This setup, of having two big parties and
the rest as smaller parties, represents a stable FPTP environment.
The smaller parties can improve their chances by concentrating their
efforts geographically, but they will always struggle to gain any
significant seat share. Their best chance would be to wait until there
is a hung parliament, then hope to be a kingmaker.
FPTP was adopted in the UK in 1884 with the passing of the
Third Reform Act 1884. At that point, there were two dominant
parties (Conservative and Liberal), and it was considered a privilege
to be given a choice of these two. FPTP was therefore in this stable
state from the outset, and people were generally content with it.
We’ve seen why FPTP evolves to a two-party political
environment, but what stops the electorate reverting back to a PR
voting system? The answer is that FPTP entrenches itself by means
of a virtuous cycle (from the perspective of FPTP itself and those
who support it) or a vicious cycle (from the perspective of anyone
who wants change). Since latest UK polls suggest that the majority
of the UK want a different voting system, I shall use the latter term.
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FPTP makes it difficult to elect those who would do away with it.
The UK version of this vicious cycle goes like this:
1. At a UK general election, the FPTP’s winner-takes-all approach
benefits the two dominant parties: Conservative and Labour. This
ensures that they are either in government or in official opposition.
2. Legislation is driven by these two parties, one more so than the
other, depending on which is in government and which is in
opposition.
3. Large corporations, wealthy individuals, and trade unions, know
this. They support one of these two parties financially to help them
achieve power, so that the country’s legislation is shaped in their
favour. This naturally involves putting significant pressure on the
party to keep FPTP.
4. To ensure that they remain competitive against the other party,
these two dominant parties depend on this funding.
5. The culture within the two dominant parties is therefore to
support keeping FPTP. In fact, ideally, the matter would not be
debated at all. Individuals within these two parties who are against
FPTP know that there is little to gain by speaking up about it, and
much to lose in terms of career setbacks.
6. Those who openly support FPTP, or at least choose not to speak
out about its inadequacies, are selected as constituency candidates,
progress further within each party, and fill higher roles. This
consolidates the FPTP culture.
7. At the next general election, the cycle repeats, thus reinforcing
itself.
Many believe that the driving force behind this vicious cycle is not
the funding of the two dominant parties, but instead their MPs.
Many believe that the majority of Conservative and Labour MPs,
when in private, support FPTP. But I don’t believe this. I believe that
the vast majority of Conservative and Labour MPs know, deep
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within them, the damage that FPTP is doing to the UK, and privately
wish it were gone. It might appear as if they are all in the game
together, but that’s only because they are making the most of a
system that they, individually, are powerless to change. I do believe
that, if the matter was taken out of their hands, and the system
changed to a fairer, more competitive, and more progressive one, the
majority of politicians from these two parties would be delighted.
After all, it is a passion to change things for the better that entices
would-be politicians into the profession, not a desire to alienate
themselves from the country that they claim to love.
Those who would not be delighted with a PR voting system
would be, of course, those companies, individuals, and trade unions
who have, for decades, enjoyed favourable legislation. But they too
would quickly adjust. And, in time, many of them would realise the
benefits that a PR voting system would bring to the UK, not just the
social side of it, but also the knock-on effect, in time, of consumer
confidence and general wellbeing within the nation.
Of course, the Conservative and Labour parties would no-
longer enjoy the dominance that they currently enjoy, and many
MPs would lose their roles. But for every Conservative and Labour
seat lost, it would be gained by another party. And many might be
better suited to another party anyway, e.g. UKIP for many
Conservative MPs, and a new left-wing party for many Labour MPs.
Any change of voting system would not decrease the number of
roles on offer. In fact, I believe that politics in general would
expand. The number of seats in the House of Commons would not
necessarily change, but, as more of the public became engaged in
politics, so would the demand increase for better representation. Not
only that, but all parties would gain from a system that gives them
power that they have fairly earned, and power that they are fully
expected to use by the electorate.
Now that we understand the dynamics that are at work in the
FPTP environment, we can start to look at how FPTP might be
unravelled. To that end, I will now look into the mechanics of how
FPTP might be replaced with another system.
Working backwards
I will now identify the key sequence of events that would bring
about reform of the House of Commons voting system, working
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back-to-front. If the electorate wanted to replace FPTP with a PR
voting system, the end goal would clearly be to pass the necessary
legislation. I will now discuss how an arbitrary piece of legislation is
enacted, by working backwards from this end goal.
11. To enact a piece of legislation, an Act of Parliament is needed.
10. An Act of Parliament is born when a bill is granted Royal
Assent.
9. A bill is granted Royal Assent when the monarch decides that a
bill should be granted Royal Assent.
8. Although the decision of the monarch to grant a bill Royal Assent
is, ultimately, down to the monarch, it is conventional that the
monarch should, when passed a bill, grant that bill Royal Assent.
7. A monarch receives a bill when the House of Lords passes one to
the monarch. In this case, the bill would have started in the House of
Commons. This order may be reversed, but the procedure is similar.
I will continue with the order House of Commons ! House of
Lords ! Monarch.
6. The House of Lords passes a bill to the monarch for one of three
reasons: (a) if it finds the House of Commons recommendations on
the bill acceptable; (b) if one year has passed since it received the
bill from the House of Commons; or (c) if the requirements of the
Salisbury Convention are met, in which case the bill is passed to the
monarch with only limited delay (more on this later).
5. I will start with 6 (a). For the House of Lords to find a House of
Commons bill acceptable, the bill must pass through the House of
Lords’s various stages of scrutiny and voting. The scrutinising and
voting is done by the members of the House of Lords, who are
known as lords (also known as peers). Henceforth, I will use the
term ‘peer’ instead of ‘lord’, as it seems to be the one that is more
common. When I use ‘peer’ in this book, it will be in this specific
sense, not the general one.
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4. Whether or not a bill passes through the House of Lords depends
on the political inclinations of the peers. This now needs further
explanation.
Unlike the House of Commons, the House of Lords does not have a
fixed number of members. There are currently (December 2017) 797
peers. This breaks down to: affiliated to a party (561 peers),
crossbencher (184), non-affiliated—i.e. previously affiliated (28),
and bishop (24). Unlike the House of Commons, members of the
House of Lords are entitled to retain their seats for life. When a peer
chooses to resign or retire (this was not even possible prior to 2014),
or if a peer dies, what happens next depends on how that peer is
classified. In addition to the above classifications, peers may be ‘life
peers’ (682) or ‘hereditary peers’ (91) (the remaining 24 are the
bishops). If a peer’s seat is vacated, and the peer was a hereditary
peer, the seat is immediately filled by election by either some, or all,
of the House of Lords peers, depending on the previous peer’s party
affiliations. If the previous peer was a bishop (24), the Church of
England appoints a peer to take his/her place. The seats of all other
peers, if they resign, retire, or have the misfortune of dying, are not
automatically filled. So, in theory, the House of Lords could have as
few as 115 peers (according to existing legislation) if all the life
peers’ seats were vacated. To recap, the only seats that must be
filled, if vacant, are those belonging to hereditary peers (91) and
bishops (24).
Are you still with me? If so, the question remains: how are the 682
life peers appointed? The answer requires anoth